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Expanded Compact
Number Name Status Rule Category Regulated Entity
Rule A-14 Rule A-14-Reserved
Rule D-12 "Municipal Fund Security" Municipal Fund Securities
Rule D-15 Sophisticated Municipal Market Professional Dealers, Bank Dealers
Rule A-14
Last Updated: No amendment history
Rule A-14-Reserved
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Rule D-12
Last Updated: No amendment history
"Municipal Fund Security"
Rule for:

Municipal Fund Securities

Status:
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Rule D-15
Last Updated: No amendment history
Sophisticated Municipal Market Professional
Rule for:

Dealers, Bank Dealers

Status:
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Request for Comment (11/03/2025)
Request for Comment on MSRB Rule D-15 Defining the Term Sophisticated Municipal Market Professional
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