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Expanded Compact
Number Name Status Rule Category Regulated Entity
Rule G-26 Customer Account Transfers Uniform Practice Dealers, Bank Dealers, Municipal Fund Securities
Rule A-2 Powers of the Board
Rule D-2 "Act"
Rule G-26
Last Updated: 04/22/2019
Customer Account Transfers

Rule Summary: Ensures that a uniform account transfer standard applies to all dealers.

Rule for:

Dealers, Bank Dealers, Municipal Fund Securities

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Rule A-2
Last Updated: No amendment history
Powers of the Board
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Rule D-2
Last Updated: No amendment history
"Act"
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