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Rule G-27
Last Updated:
07/01/2024
Supervision
Rule Summary: Outlines requirements for a dealer’s supervision of personnel engaged in activities involving municipal securities activities.
Rule for:
Dealers, Bank Dealers, Municipal Fund Securities
Status:
Rule G-42
Last Updated:
05/07/2018
Duties of Non-Solicitor Municipal Advisors
Rule Summary: Establishes the core standards of conduct and duties of municipal advisors when engaging in municipal advisory activities (as defined in this rule).
Rule for:
Municipal Advisors, Municipal Fund Securities
Status:
Rule A-3
Last Updated:
No amendment history
Board Membership: Composition, Elections, Removal, Compensation
Rule for:
Dealers, Municipal Advisors, Bank Dealers
Status:
Request for Comment on MSRB Rule G-27 on Dealer Supervision