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Rule G-27
Last Updated:
07/01/2024
Supervision
Rule Summary: Outlines requirements for a dealer’s supervision of personnel engaged in activities involving municipal securities activities.
Rule for:
Dealers, Bank Dealers, Municipal Fund Securities
Status:
Rule G-47
Last Updated:
03/03/2025
Time of Trade Disclosure
Rule Summary: Requires dealers to disclose to customers at or prior to the time of trade all material information known or available publicly through established industry sources.
Rule for:
Dealers, Bank Dealers, Municipal Fund Securities
Status:
Request for Comment (12/11/2024)
Concept Release: MSRB Requests Comment on Potential Modernization of Municipal Fund Securities Disclosure Obligations
Guidance (03/03/2025)
Time of Trade Disclosures in Inter-Dealer Transactions
Rule A-3
Last Updated:
No amendment history
Board Membership: Composition, Elections, Removal, Compensation
Rule for:
Dealers, Municipal Advisors, Bank Dealers
Status:
Request for Comment on MSRB Rule G-27 on Dealer Supervision