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Rules with Recent

Expanded Compact
Number Name Status Rule Category Regulated Entity
Rule G-12 Uniform Practice
Dealers, Bank Dealers
Rule G-45 Reporting of Information on Municipal Fund Securities Fair Practice Dealers, Bank Dealers, Municipal Fund Securities
Rule A-8 Rulemaking Procedures Dealers
Rule G-12
Last Updated: 10/01/2025
Uniform Practice

Rule Summary: Establishes uniform industry practices for the processing, clearance and settlement of transactions between dealers in municipal securities.

Rule for:

Dealers, Bank Dealers

Status:
SEC Filing (06/10/2025)
Proposed Rule Change to Amend Rule G-14 RTRS Procedures under MSRB Rule G-14 Regarding the Timing of Reporting Transactions in Municipal Securities to the MSRB and to Make a Related Amendment to Rule G-12
View SEC Filing
Notice (09/17/2025)
SEC Approves Amendments to MSRB Rule G-14 on Reporting of Transaction Prices
View Notice
Rule G-45
Last Updated: 04/22/2019
Reporting of Information on Municipal Fund Securities

Rule Summary: Requires dealers, when acting in the capacity of an underwriter for a 529 savings plan or ABLE program, to submit information on a semi-annual or, in the case of performance data, annual basis, to the MSRB.

Rule for:

Dealers, Bank Dealers, Municipal Fund Securities

Status:
Rule A-8
Last Updated: No amendment history
Rulemaking Procedures
Rule for:

Dealers

Status:
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