Click to see Rules that have recent rulemaking activity or compliance resources:
Rule G-25
Last Updated:
09/19/1983
Improper Use of Assets
Rule Summary: Prohibits dealers from improperly using municipal securities or funds held on behalf of another person, guaranteeing customers against loss in customer accounts and transactions, and sharing in profits and losses of customer accounts and transactions by any dealer.
Rule for:
Dealers, Bank Dealers
Status:
Rule D-15
Last Updated:
No amendment history
Request for Comment
Request for Comment on MSRB Rule D-15 Defining the Term Sophisticated Municipal Market Professional