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Rule G-30
Last Updated:
11/17/2016
Prices and Commissions
Rule Summary: Requires dealers to effect transactions in municipal securities with customers at fair and reasonable prices, if acting as principal, and to make reasonable efforts to obtain fair and reasonable prices for customers and to charge fair and reasonable commissions, if acting as agent.
Rule for:
Dealers, Bank Dealers, Municipal Fund Securities
Status:
Rule D-15
Last Updated:
No amendment history
Request for Comment
Request for Comment on MSRB Rule D-15 Defining the Term Sophisticated Municipal Market Professional