Click to see Rules that have recent rulemaking activity or compliance resources:
Rule G-11
Last Updated:
06/27/2019
Primary Offering Practices
Rule Summary: Establishes terms and conditions for sales by dealers of new issues of municipal securities in primary offerings, including provisions on priority of customer orders.
Rule for:
Dealers, Bank Dealers
Status:
Rule D-5
Last Updated:
No amendment history
IF-3
Last Updated:
No amendment history
