Click to see Rules that have recent rulemaking activity or compliance resources:

Rules with Recent

Expanded Compact
Rule G-46
Last Updated: 03/01/2024
Duties of Solicitor Municipal Advisors

Rule Summary: Establishes the core standards of conduct for solicitor municipal advisors when engaging in solicitation activities that would require them to register with the SEC and the MSRB as municipal advisors.

Rule for:

Municipal Advisors, General Public, Issuers

Status:
Rule D-7
Last Updated: No amendment history
"Proposed Rules and Rules of the Board"
Status:
Print