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Rule G-6
Last Updated:
06/15/1999
Fidelity Bonding Requirements
Rule Summary: Requires dealers that are members of a registered securities association to meet the fidelity bonding requirements set by the association, as a prerequisite to qualification for purposes of MSRB Rule G-2.
Rule for:
Dealers
Status:
Rule G-38
Last Updated:
04/22/2019
Solicitation of Municipal Securities Business
Rule Summary: Prohibits dealers from paying persons who are not affiliated with the dealers for a solicitation of municipal securities business on their behalf.
Rule for:
Dealers, Bank Dealers
Status:
