Click to see Rules that have recent rulemaking activity or compliance resources:
Rule G-13
Last Updated:
06/15/1999
Quotations Relating to Municipal Securities
Rule Summary: Requires quotations distributed or published by a dealer to represent bona fide bids or offers of municipal securities, based upon the dealer’s best judgment of the fair market value of the securities, and prohibits misrepresentation of another dealer’s quotations.
Rule for:
Dealers, Bank Dealers
Status:
Rule G-17
Last Updated:
11/06/2019
Conduct of Municipal Securities and Municipal Advisory Activities
Rule Summary: Requires dealers and municipal advisors to deal fairly with all persons and not to engage in any deceptive, dishonest or unfair practice.
Rule for:
Dealers, Municipal Advisors, Bank Dealers, Municipal Fund Securities
Status:
Guidance (03/03/2025)
Concept Release: MSRB Requests Comment on Potential Modernization of Municipal Fund Securities Disclosure Obligations