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Rule G-6
Last Updated:
06/15/1999
Fidelity Bonding Requirements
Rule Summary: Requires dealers that are members of a registered securities association to meet the fidelity bonding requirements set by the association, as a prerequisite to qualification for purposes of MSRB Rule G-2.
Rule for:
Dealers
Status:
Rule G-18
Last Updated:
09/17/2015
Best Execution
Rule Summary: Requires dealers to use reasonable diligence to ascertain the best market for the subject security and buy or sell in that market so that the resultant price to the customer is as favorable as possible under prevailing market conditions.
Rule for:
Dealers, Bank Dealers
Status: