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Rule G-31
Last Updated:
No amendment history
Reciprocal Dealings with Municipal Securities Investment Companies
Rule Summary: Prohibits the solicitation of transactions in municipal securities with or for an investment company account in return for sales by the dealer of shares or units in the investment company.
Rule for:
Dealers, Bank Dealers
Status:
Rule G-32
Last Updated:
02/22/2021
Disclosures In Connection With Primary Offerings
Rule Summary: Requires underwriters to submit certain information to the Electronic Municipal Market Access (EMMA®) system and dealers to provide certain information to customers in connection with primary offerings.
Rule for:
Dealers, Bank Dealers, Municipal Fund Securities
Status:
Concept Release: MSRB Requests Comment on Potential Modernization of Municipal Fund Securities Disclosure Obligations