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Expanded Compact
Number Name Status Rule Category Regulated Entity
Rule G-33 Calculations Uniform Practice Dealers, Bank Dealers
Rule G-45 Reporting of Information on Municipal Fund Securities Fair Practice Dealers, Bank Dealers, Municipal Fund Securities
Rule G-33
Last Updated: 03/08/2016
Calculations

Rule Summary: Prescribes standard formulas for the computation of accrued interest, dollar price and yield; sets standards for accuracy; and establishes day-counting methods.

Rule for:

Dealers, Bank Dealers

Status:
Rule G-45
Last Updated: 04/22/2019
Reporting of Information on Municipal Fund Securities

Rule Summary: Requires dealers, when acting in the capacity of an underwriter for a 529 savings plan or ABLE program, to submit information on a semi-annual or, in the case of performance data, annual basis, to the MSRB.

Rule for:

Dealers, Bank Dealers, Municipal Fund Securities

Status:
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