140 Results Found
Regulatory Document
Request for Comment on Gathering and Display of Bank Dealer Associated Persons’ Registration and Qualification Information
Bank Dealers, General Public, Investors
Regulatory Document
Request for Information on the MSRB’s Rate Card Process
Dealers, General Public, Municipal Advisors
Regulatory Document
Request for Comment on Retrospective Rule Review of Rule G-12(c) on Inter-Dealer Confirmations and Related Interpretive Guidance
Bank Dealers, Dealers, General Public, Investors
Regulatory Document
Concept Release: MSRB Requests Comment on Potential Modernization of Municipal Fund Securities Disclosure Obligations
Dealers, General Public, Investors, Issuers, Municipal Advisors
Regulatory Document
Concept Release: MSRB Requests Comment on a Municipal Securities Pre-Trade Data Initiative [Withdrawn]
Bank Dealers, Dealers, General Public, Investors
Regulatory Document
Request for Comment Regarding Priority of Orders in Primary Offerings
Regulatory Document
Request for Comment on Additional Increases in Transparency of Municipal Auction Rate Securities and Variable Rate Demand Obligations
Regulatory Document
Request for Comment on Proposed Rule Changes to Improve Transaction Reporting of New Issue Municipal Securities
Regulatory Document
Request for Comment on Concept Proposal to Strengthen Account Opening and Supervisory Practices of Dealers Effecting Online Municipal Securities Transactions with Individual Investors
Bank Dealers, Dealers
Regulatory Document
MSRB Files Proposal to Establish Interim Municipal Advisor Assessment and Seeks Comment on Draft Municipal Advisor Survey
Regulatory Document
MSRB Files Interpretive Guidance and Publishes a Request for Comment on Dealer-Affiliated PACs Under Rule G-37
Regulatory Document
Request for Comments on Draft Amendments to Rules G-20 and G-8 Relating to Gifts, Gratuities and Non-Cash Compensation in Municipal Debt Offerings and Sales of Municipal Fund Securities
Regulatory Document
MSRB Seeks Comment on the Reporting of Proprietary Desk Transactions under Rule G-14, on Reports of Sales or Purchases
Regulatory Document
Notice Requesting Comment on Draft Amendments to Rule G-34 to Facilitate Real-Time Transaction Reporting and Explaining Time of Trade for Reporting New Issue Trades
Regulatory Document
Request for Comment Regarding Group Orders Under Rule G-11, on New Issue Syndicate Practices, and Notice of Technical Amendments to Rules G-11 and G-12
Regulatory Document
Request for Comment on Draft Interpretive Notice Concerning the Application of MSRB Rule G-17 to Bondholder Consents by Underwriters of Municipal Securities
Regulatory Document
Request for Comment on Draft MSRB Rule G-36, on Discretionary Transactions in Customer Accounts, and Related Draft Amendments
Bank Dealers, Dealers
Regulatory Document
Request for Comments on Official Communications
Regulatory Document
MSRB Review of Rule G-37
Regulatory Document
Request for Comments on Revised Draft Amendments Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36 and Rule G-11
Regulatory Document
Request for Comments on Draft Amendments to Rule G-37(c), Relating to Prohibiting Solicitation and Coordination of Payments to Political Parties, and Draft Question and Answer Guidance Concerning Indirect Rule Violations
Regulatory Document
Request for Comment: Plan for Increasing Information Available for Municipal Auction Rate Securities
Regulatory Document
Request for Comment: Rule G-37 on Political Contributions and Prohibitions on Municipal Securities Busiiness - Bond Ballot Campaign Committee Contributions
Regulatory Document
Request for Comment on Draft Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities
Regulatory Document
Request for Comment on Draft Amendments to MSRB Rule G-21 (on Advertising) and Draft Interpretive Notice Concerning the Application of MSRB Rule G-17 (on Fair Dealing) to Certain Communications
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