Contact: Leah Szarek, Director of Communications
202-838-1500
lszarek@msrb.org
MSRB TO IMPLEMENT REVISED REGULATORY GUIDANCE
TO STREAMLINE DISCLOSURES BY UNDERWRITERS
Contact: Leah Szarek, Director of Communications
202-838-1500
lszarek@msrb.org
MSRB TO BEGIN FY 2020 WITH FOCUS ON GOVERNANCE
Contact: Jennifer A. Galloway, Chief Communications Officer
202-838-1500
jgalloway@msrb.org
MSRB SOLICITS BOARD OF DIRECTORS APPLICANTS
Contact: Jennifer A. Galloway, Chief Communications Officer
202-838-1500
jgalloway@msrb.org
MSRB SETS NEW DATE FOR VOLUNTARY SERIES 54 PILOT EXAMINATION
Contact: Jennifer A. Galloway, Chief Communications Officer
202-838-1500
jgalloway@msrb.org
MSRB SEEKS TO AMEND REGULATORY GUIDANCE ON FAIR DEALING TO IMPROVE ISSUER PROTECTIONS
AND STREAMLINE DISCLOSURES BY UNDERWRITERS
Contact: Jennifer A. Galloway, Chief Communications Officer
202-838-1500
jgalloway@msrb.org
MSRB SEEKS COMMENT ON RULE G-23 ON ACTIVITIES OF FINANCIAL ADVISORS
Contact: Jennifer A. Galloway, Chief Communications Officer
202-838-1500
jgalloway@msrb.org
MSRB REDUCES FINANCIAL RESERVE TARGET AND
PROVIDES TEMPORARY REDUCTION IN DEALER FEES
Contact: Jennifer A. Galloway, Chief Communications Officer
202-838-1500
jgalloway@msrb.org
Contact: Jennifer A. Galloway, Chief Communications Officer
202-838-1500
jgalloway@msrb.org
MSRB SEEKS SEC APPROVAL OF TARGETED CHANGES
TO DEALER RULES ON PRIMARY OFFERING PRACTICES
Contact: Jennifer A. Galloway, Chief Communications Officer
202-838-1500
jgalloway@msrb.org
MSRB BOARD OF DIRECTORS TO PARTICIPATE IN UPCOMING INDUSTRY EVENTS
