Contact: Jennifer A. Galloway, Chief Communications Officer
(703) 797-6600
jgalloway@msrb.org
MSRB REQUESTS COMMENT ON UPDATING THE DEFINITION OF
SOPHISTICATED MUNICIPAL MARKET PROFESSIONAL
Contact: Jennifer A. Galloway, Chief Communications Officer
(703) 797-6600
jgalloway@msrb.org
MSRB REQUESTS COMMENT ON SUPERVISORY RULE FOR MUNICIPAL ADVISORS
Rule Aimed at Ensuring Compliance with MSRB Rules
Contact: Jennifer A. Galloway, Chief Communications Officer
(703) 797-6600
jgalloway@msrb.org
MSRB REQUESTS COMMENT ON REVISED DRAFT BROKER’S BROKERS RULES
Contact: Jennifer A. Galloway, Chief Communications Officer
(703) 797-6600
jgalloway@msrb.org
MSRB REQUESTS COMMENT ON NEW BROKER’S BROKERS RULE
Contact: Jennifer A. Galloway, Chief Communications Officer
(703) 797-6600
jgalloway@msrb.org
MSRB REQUESTS COMMENT ON MUNICIPAL ADVISOR GIFTS AND GRATUITIES RULE
Rule Would Address Municipal Advisor Conflict of Interest
Contact: Jennifer A. Galloway, Chief Communications Officer
(703) 797-6600
jgalloway@msrb.org
MSRB REQUESTS COMMENT ON DRAFT MUNICIPAL ADVISOR FIDUCIARY DUTY RULE
AND FAIR DEALING OBLIGATIONS
Contact: Jennifer A. Galloway, Chief Communications Officer
(703) 797-6600
jgalloway@msrb.org
Contact: Jennifer A. Galloway, Chief Communications Officer
(703) 797-6600
jgalloway@msrb.org
MSRB REMINDS DEALERS THAT POLITICAL CONTRIBUTIONS RULE
APPLIES TO ISSUER OFFICIALS RUNNING FOR FEDERAL OFFICE
Contact: Jennifer Galloway
(703) 797-6600
jgalloway@msrb.org
MSRB RECOMMENDS ACTIONS BY THE SECURITIES AND EXCHANGE COMMISSION TO PROTECT INVESTORS
