Regulatory Documents

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Notice 2006-34 - Informational Notice

Publication date: 12/05/2006

Notice Concerning Changes to the Comparison Eligibility of Certain Inter-dealer Transactions: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2006-30 - Informational Notice

Publication date: 10/31/2006

Reminder of Upcoming RTRS Changes: LOP/TD Indicator and Three-Hour Exception

Rule Number:

Rule G-14

Notice 2006-28 - Informational Notice

Publication date: 10/19/2006

Amendments Approved to Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions

Rule Number:

Rule G-14

Notice 2006-27 - Informational Notice

Publication date: 08/15/2006

Notice of Filing of Proposed Rule Change Relating to RTRS Procedures, Under Rule G-14 Reports of Sales or Purchases

Rule Number:

Rule G-14

Notice 2006-20 - Request for Comment

Publication date: 07/31/2006 | Comment due: 09/15/2006

Request for Comment on Draft Procedures For Reporting Special Condition Indicators For Certain Special Trading Situations

Rule Number:

Rule G-14

No comments available.

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Notice 2006-21 - Request for Comment

Publication date: 07/31/2006 | Comment due: 09/20/2006

Request for Comment on Rule G-14 Transaction Reporting Procedures for Block Order Executions

Rule Number:

Rule G-14

No comments available.

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Notice 2006-12 - Informational Notice

Publication date: 04/24/2006

Industry Preparations for Expiration of Three Hour Exception from Real-Time Transaction Reporting

Rule Number:

Rule G-14

Notice 2006-10 - Request for Comment

Publication date: 04/21/2006 | Comment due: 06/05/2006

Request for Comment on Draft Procedures for Reporting Special Condition Indicators on Certain New Issue Transactions

Rule Number:

Rule G-14

No comments available.

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SEC Filing

Publication date: 12/31/2005

2005 SEC Filings

All 2005 SEC filings (December 31, 2005 )

SEC Approves Proposed Rule Change to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) To Extend the Expiration Date of the Three-Hour Exception

Rule Number:

Rule G-14

Notice 2005-60 - Informational Notice

Publication date: 12/13/2005

Notice of Filing of Proposed Rule Change Relating to RTRS Procedures, Under Rule G-14 Reports of Sales or Purchases

Rule Number:

Rule G-14

Notice 2005-55 - Informational Notice

Publication date: 10/17/2005

Procedure for Documenting RTRS and Dealer System Outages

Rule Number:

Rule G-14

Notice 2005-43 - Informational Notice

Publication date: 08/17/2005

Rule G-14 Real-Time Transaction Reporting Update

Rule Number:

Rule G-14

Notice 2005-26 - Informational Notice

Publication date: 05/17/2005

MSRB to Discontinue "Batch" Customer Transaction Reporting on June 1, 2005

Rule Number:

Rule G-14

Notice 2005-22 - Informational Notice

Publication date: 04/01/2005

Notice on Comparison of Inter-Dealer Deliveries that Do Not Represent Inter-Dealer Transactions - "Step Out" Deliveries: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2005-19 - Informational Notice

Publication date: 03/22/2005

Real-Time Compliance Data Reports are Available

Rule Number:

Rule G-14

Notice 2005-13 - Informational Notice

Publication date: 03/02/2005

Reminder Regarding Modification and Cancellation Of Transaction Reports: Rule G-14

Rule Number:

Rule G-14

Notice 2005-08 - Informational Notice

Publication date: 01/26/2005

Questions and Answers Regarding the Real-Time Transaction Reporting System (RTRS): Trade Submission, Error Feedback, RTRS Web, and Contacting the MSRB by Phone

Rule Number:

Rule G-14

Notice 2005-04 - Informational Notice

Publication date: 01/12/2005

RTRS Error Feedback

Rule Number:

Rule G-12, Rule G-14

Notice 2005-02 - Informational Notice

Publication date: 01/10/2005

Real-Time Transaction Reporting: Rule G-14

Rule Number:

Rule G-14

SEC Filing

Publication date: 12/31/2004

2004 SEC Filings

All 2004 SEC filings (December 31, 2004 )

Reminder Notice on "List Offering Price" AND THREE-HOUR EXCEPTION for Real-time Transaction Reporting: Rule G-14

Rule Number:

Rule G-14

Notice 2004-38 - Informational Notice

Publication date: 11/22/2004

Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting

Rule Number:

Rule G-14, Rule G-34

Notice 2004-36 - Informational Notice

Publication date: 11/17/2004

Notice of Filing of Implementation Plan for Real-Time Transaction Reporting System

Rule Number:

Rule G-12, Rule G-14

Notice 2004-37 - Informational Notice

Publication date: 11/17/2004

Reminder of December 15 Deadline for Testing Real-Time Trade Reporting Capabilities

Rule Number:

Rule G-12, Rule G-14

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Notice Concerning Changes to the Comparison Eligibility of Certain Inter-dealer Transactions: Rules G-12(f) and G-14

Reminder of Upcoming RTRS Changes: LOP/TD Indicator and Three-Hour Exception

Amendments Approved to Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions

Notice of Filing of Proposed Rule Change Relating to RTRS Procedures, Under Rule G-14 Reports of Sales or Purchases

Request for Comment on Draft Procedures For Reporting Special Condition Indicators For Certain Special Trading Situations

Request for Comment on Rule G-14 Transaction Reporting Procedures for Block Order Executions

Industry Preparations for Expiration of Three Hour Exception from Real-Time Transaction Reporting

Request for Comment on Draft Procedures for Reporting Special Condition Indicators on Certain New Issue Transactions

2005 SEC Filings

SEC Approves Proposed Rule Change to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) To Extend the Expiration Date of the Three-Hour Exception

Notice of Filing of Proposed Rule Change Relating to RTRS Procedures, Under Rule G-14 Reports of Sales or Purchases

Procedure for Documenting RTRS and Dealer System Outages

Rule G-14 Real-Time Transaction Reporting Update

MSRB to Discontinue "Batch" Customer Transaction Reporting on June 1, 2005

Notice on Comparison of Inter-Dealer Deliveries that Do Not Represent Inter-Dealer Transactions - "Step Out" Deliveries: Rules G-12(f) and G-14

Real-Time Compliance Data Reports are Available

Reminder Regarding Modification and Cancellation Of Transaction Reports: Rule G-14

Questions and Answers Regarding the Real-Time Transaction Reporting System (RTRS): Trade Submission, Error Feedback, RTRS Web, and Contacting the MSRB by Phone

RTRS Error Feedback

Real-Time Transaction Reporting: Rule G-14

2004 SEC Filings

Reminder Notice on "List Offering Price" AND THREE-HOUR EXCEPTION for Real-time Transaction Reporting: Rule G-14

Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting

Notice of Filing of Implementation Plan for Real-Time Transaction Reporting System

Reminder of December 15 Deadline for Testing Real-Time Trade Reporting Capabilities

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market