Regulatory Documents

Select regulatory documents by category:

Notice 2013-21 - Informational Notice

Publication date: 12/10/2013

MSRB to Implement Protections for Investors Against Unexpected Changes in Bond Authorizing Documents

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-11

Notice 2013-20 - Informational Notice

Publication date: 09/27/2013

SEC Approves Amendments to MSRB Rules G-11, G-8 and G-32 to Include Provisions Specifically Tailored for Retail Order Periods

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-11, Rule G-32

Notice 2013-18 - Informational Notice

Publication date: 08/12/2013

MSRB Market Transparency Advisory – Suggested Practices in Submitting of Financial Disclosures to EMMA

Information for:

Bank Dealers, Dealers

Notice 2013-17 - Informational Notice

Publication date: 08/08/2013

Notice Regarding MSRB Policy on Interpretive Guidance

Information for:

Bank Dealers, Dealers, Municipal Advisors

Notice 2013-13 - Informational Notice

Publication date: 06/12/2013

Notice Regarding Transactions in Direct-Pay Municipal Bonds Subject to Subsidy Reductions Due to the Federal Sequester

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-30

Notice 2013-12 - Informational Notice

Publication date: 05/29/2013

SEC Approves Amendments to MSRB Rule G-39, on Telemarketing

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-39

Notice 2013-11 - Informational Notice

Publication date: 05/06/2013

Enhancements to New Issue Information on EMMA

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-32, Rule G-34

Notice 2013-09 - Informational Notice

Publication date: 04/01/2013

SEC Approves Amendments to Require the Public Disclosure of Additional Information Related to Dealer Contributions to Bond Ballot Campaigns under MSRB Rules G-37 and G-8

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-37

Notice 2013-08 - Informational Notice

Publication date: 03/25/2013

MSRB Answers Frequently Asked Questions (FAQs) Regarding an Underwriter’s Disclosure Obligations to State and Local Government Issuers under Rule G-17

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17

Notice 2013-05 - Informational Notice

Publication date: 02/12/2013

MSRB Updates Electronic Form for Reporting Trades

Information for:

Bank Dealers, Dealers

Notice 2013-03 - Informational Notice

Publication date: 01/31/2013

RTRS Inter-Dealer Regulatory Dollar Price Reporting Requirement Effective February 25, 2013

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

Notice 2013-01 - Informational Notice

Publication date: 01/07/2013

MSRB Seeks Board of Directors Applicants

Information for:

Bank Dealers, Dealers, Municipal Advisors

Notice 1998-32 - Informational Notice

Publication date: 12/16/1998

Press Release for Land-Secured Finance Steering Committee

Notice 1998-31 - Informational Notice

Publication date: 12/14/1998

Clarification on Recent Amendment requiring Disclosure of Designation Information Pursuant to Rule G-11(g)(iii)

Notice 1998-30 - Informational Notice

Publication date: 12/03/1998

The Board has filed further proposed amendments to the Board's previously filed proposal to exempt certain dealers from disclosure and recordkeeping requirements relating to political contributions and municipal securities business - Rules G-37, G-8, G-9 and G-38

Notice 1998-29 - Informational Notice

Publication date: 12/01/1998

SEC Approves Syndicate Practices Rule Amendments: Rules G-11, G-12 and G-8

Notice 1998-28 - Informational Notice

Publication date: 11/20/1998

Notice Regarding Electronic Delivery and Receipt of Information by Brokers, Dealers and Municipal Securities Dealers

Notice 1998-27 - Informational Notice

Publication date: 11/19/1998

Notice regarding the disclosure obligations of brokers, dealers and municipal securities dealers in connection with new issue municipal securities under rule G-32

Notice 1998-26 - Informational Notice

Publication date: 10/13/1998

Amendment Approved To Rule G-38(c), On Consultants, To Give Dealers The Option Of Disclosing Their Consulting Arrangements To Issuers On Either An Issue-Specific Or Issuer-Specific Basis

Notice 1998-25 - Informational Notice

Publication date: 09/14/1998

Board Elects Officers

Notice 1998-24 - Informational Notice

Publication date: 09/03/1998

Notice regarding issuer selection of underwriters’ counsel

Notice 1998-23 - Informational Notice

Publication date: 08/19/1998

Securities and Exchange Commission approved the Board’s plan to institute Combined Daily Report

Notice 1998-22 - Informational Notice

Publication date: 08/18/1998

Amendment Filed to Previously Filed Amendment to Rule G-11(g)(i), on Sales of New Issue Municipal Securities During the Underwriting Period

Notice 1998-21 - Informational Notice

Publication date: 08/14/1998

MSRB TO HOST DISCLOSURE FORUM

Notice 1998-20 - Informational Notice

Publication date: 07/21/1998

SEC has approved an amendment to rule G-32, on disclosures in connection with new issues, relating to inter-dealer dissemination of official statements and disclosure of initial offering prices to customers

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB to Implement Protections for Investors Against Unexpected Changes in Bond Authorizing Documents

SEC Approves Amendments to MSRB Rules G-11, G-8 and G-32 to Include Provisions Specifically Tailored for Retail Order Periods

MSRB Market Transparency Advisory – Suggested Practices in Submitting of Financial Disclosures to EMMA

Notice Regarding MSRB Policy on Interpretive Guidance

Notice Regarding Transactions in Direct-Pay Municipal Bonds Subject to Subsidy Reductions Due to the Federal Sequester

SEC Approves Amendments to MSRB Rule G-39, on Telemarketing

Enhancements to New Issue Information on EMMA

SEC Approves Amendments to Require the Public Disclosure of Additional Information Related to Dealer Contributions to Bond Ballot Campaigns under MSRB Rules G-37 and G-8

MSRB Answers Frequently Asked Questions (FAQs) Regarding an Underwriter’s Disclosure Obligations to State and Local Government Issuers under Rule G-17

MSRB Updates Electronic Form for Reporting Trades

RTRS Inter-Dealer Regulatory Dollar Price Reporting Requirement Effective February 25, 2013

MSRB Seeks Board of Directors Applicants

Press Release for Land-Secured Finance Steering Committee

Clarification on Recent Amendment requiring Disclosure of Designation Information Pursuant to Rule G-11(g)(iii)

The Board has filed further proposed amendments to the Board's previously filed proposal to exempt certain dealers from disclosure and recordkeeping requirements relating to political contributions and municipal securities business - Rules G-37, G-8, G-9 and G-38

SEC Approves Syndicate Practices Rule Amendments: Rules G-11, G-12 and G-8

Notice Regarding Electronic Delivery and Receipt of Information by Brokers, Dealers and Municipal Securities Dealers

Notice regarding the disclosure obligations of brokers, dealers and municipal securities dealers in connection with new issue municipal securities under rule G-32

Amendment Approved To Rule G-38(c), On Consultants, To Give Dealers The Option Of Disclosing Their Consulting Arrangements To Issuers On Either An Issue-Specific Or Issuer-Specific Basis

Board Elects Officers

Notice regarding issuer selection of underwriters’ counsel

Securities and Exchange Commission approved the Board’s plan to institute Combined Daily Report

Amendment Filed to Previously Filed Amendment to Rule G-11(g)(i), on Sales of New Issue Municipal Securities During the Underwriting Period

MSRB TO HOST DISCLOSURE FORUM

SEC has approved an amendment to rule G-32, on disclosures in connection with new issues, relating to inter-dealer dissemination of official statements and disclosure of initial offering prices to customers

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market