Regulatory Documents

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Notice 2025-07 - Informational Notice

Publication date: 10/30/2025

MSRB Seeks Volunteers for Compliance Advisory Group

Information for:

Bank Dealers, Dealers, Investors, Issuers, Municipal Advisors

Notice 2025-06 - Informational Notice

Publication date: 10/14/2025

Issuer and Investor Notification: Posting and Accessing Preliminary Official Statements on EMMA

Information for:

Dealers, General Public, Investors, Issuers, Municipal Advisors

Notice 2025-05 - Approval Notice

Publication date: 09/17/2025

SEC Approves Amendments to MSRB Rule G-14 on Reporting of Transaction Prices

Information for:

General Public, Investors

Rule Number:

Rule G-12, Rule G-14, IF-1

Notice 2025-04 - Informational Notice

Publication date: 02/05/2025

Delayed Announcement of Effective Date for Amendment to MSRB Rule G-14 to Shorten Timeframe for Reporting Transactions in Municipal Securities

Information for:

General Public, Investors

Rule Number:

Rule G-12, Rule G-14, IF-1

Notice 2025-03 - Informational Notice

Publication date: 01/17/2025

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Information for:

Municipal Advisors

Rule Number:

Rule A-18

Notice 2025-01 - Informational Notice

Publication date: 01/02/2025

Notice Concerning Trades Effected on January 9, 2025 – National Day of Mourning for Former President James Earl Carter, Jr.

Information for:

Dealers, General Public, Investors

Rule Number:

Rule G-14

Notice 1999-30 - Informational Notice

Publication date: 12/29/1999

Public Reporting of Inidividual Transactions in Frequently Traded Municipal Securities

Rule Number:

Rule G-14

Notice 1999-28 - Informational Notice

Publication date: 12/09/1999

Amendment to Rule G-36(c)(i) Filed with the Securities and Exchange Commission

Notice 1999-29 - Informational Notice

Publication date: 12/09/1999

Amendments Approved Requiring Dealers to Obtain from Their Consultants Information on Political Contributions and Payments to Political Parties and for Dealers to Report Such Information to the Board: Rules G-38, G-37 and G-8

Notice 1999-27 - Informational Notice

Publication date: 10/20/1999

SEC Approves Amendment to Rule G-16, on Periodic Compliance Examination

Notice 1999-26 - Informational Notice

Publication date: 09/10/1999

Board Elects Officers

Notice 1999-25 - Informational Notice

Publication date: 09/03/1999

Public Reporting of Individual Transactions in Frequently-Traded Municipal Securities

Notice 1999-24 - Informational Notice

Publication date: 08/27/1999

Municipal Fund Securities - Revised Draft Rule Changes

Notice 1999-23 - Informational Notice

Publication date: 08/26/1999

Proposed Amendments Filed to Pending Amendments at the SEC: Rules G-38, G-37 and G-8

Notice 1999-22 - Informational Notice

Publication date: 08/13/1999

Amendment Filed to Rule G-16, on Periodic Compliance Examination

Notice 1999-20 - Informational Notice

Publication date: 07/15/1999

Board Will Host Forums on Land-Secured Disclosure

Notice 1999-21 - Informational Notice

Publication date: 07/15/1999

Official Statement Deliveries Under Rules G-32 and G-36 and Exchange Act Rule 15c2-12

Notice 1999-19 - Informational Notice

Publication date: 06/09/1999

Revised Test Specifications and Study Outline for the Series 52 Examination

Notice 1999-18 - Informational Notice

Publication date: 05/28/1999

The Board has filed with the SEC a series of technical amendments to rules A-3, A-5, A-7, A-11 through A-15, A-17, D-5, G-1 through G-3, G-5 through G-9, G-11 through G-16, G-18, G-20, G-23, G-27, G-28, G-32, G-34, G-36, G-37 and G-39. The technical amendments become operative on July 1, 1999.

Notice 1999-17 - Informational Notice

Publication date: 05/20/1999

MSRB and NCSHA Announce Test Program for the Electronic Submission of Continuing Disclosure Information to the MSRB

Notice 1999-16 - Informational Notice

Publication date: 05/10/1999

SEC Approves Amendment on Automated Confirmation/Acknowledgement: Rule G-15(d)(ii)

Notice 1999-15 - Informational Notice

Publication date: 04/30/1999

Amendment Approved Concerning Disclosure of Designation Information to Syndicate Members: Rule G-11(g)(iii)

Notice 1999-14 - Informational Notice

Publication date: 04/22/1999

Timely Dissemination of Information on Advance Refunded Securities

Notice 1999-13 - Informational Notice

Publication date: 04/20/1999

Amendment Filed to Proposed Rule Change on Rule G-15(d)(ii) on Automated Confirmation/Acknowledgement

Notice 1999-12 - Informational Notice

Publication date: 04/19/1999

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Seeks Volunteers for Compliance Advisory Group

Issuer and Investor Notification: Posting and Accessing Preliminary Official Statements on EMMA

SEC Approves Amendments to MSRB Rule G-14 on Reporting of Transaction Prices

Delayed Announcement of Effective Date for Amendment to MSRB Rule G-14 to Shorten Timeframe for Reporting Transactions in Municipal Securities

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Notice Concerning Trades Effected on January 9, 2025 – National Day of Mourning for Former President James Earl Carter, Jr.

Public Reporting of Inidividual Transactions in Frequently Traded Municipal Securities

Amendment to Rule G-36(c)(i) Filed with the Securities and Exchange Commission

Amendments Approved Requiring Dealers to Obtain from Their Consultants Information on Political Contributions and Payments to Political Parties and for Dealers to Report Such Information to the Board: Rules G-38, G-37 and G-8

SEC Approves Amendment to Rule G-16, on Periodic Compliance Examination

Board Elects Officers

Public Reporting of Individual Transactions in Frequently-Traded Municipal Securities

Municipal Fund Securities - Revised Draft Rule Changes

Proposed Amendments Filed to Pending Amendments at the SEC: Rules G-38, G-37 and G-8

Amendment Filed to Rule G-16, on Periodic Compliance Examination

Board Will Host Forums on Land-Secured Disclosure

Official Statement Deliveries Under Rules G-32 and G-36 and Exchange Act Rule 15c2-12

Revised Test Specifications and Study Outline for the Series 52 Examination

The Board has filed with the SEC a series of technical amendments to rules A-3, A-5, A-7, A-11 through A-15, A-17, D-5, G-1 through G-3, G-5 through G-9, G-11 through G-16, G-18, G-20, G-23, G-27, G-28, G-32, G-34, G-36, G-37 and G-39. The technical amendments become operative on July 1, 1999.

MSRB and NCSHA Announce Test Program for the Electronic Submission of Continuing Disclosure Information to the MSRB

SEC Approves Amendment on Automated Confirmation/Acknowledgement: Rule G-15(d)(ii)

Amendment Approved Concerning Disclosure of Designation Information to Syndicate Members: Rule G-11(g)(iii)

Timely Dissemination of Information on Advance Refunded Securities

Amendment Filed to Proposed Rule Change on Rule G-15(d)(ii) on Automated Confirmation/Acknowledgement

Comments Requested on Additional Requirements for Pending Amendments on Disclosure of Consultants’ Contributions

Guidance, Notices & Resources

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Regulatory Documents for the Municipal Market

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MSRB Regulatory News

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Regulatory Documents for the
Municipal Market