Regulatory Documents

Select regulatory documents by category:

Notice 2013-21 - Informational Notice

Publication date: 12/10/2013

MSRB to Implement Protections for Investors Against Unexpected Changes in Bond Authorizing Documents

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-11

Notice 2013-20 - Informational Notice

Publication date: 09/27/2013

SEC Approves Amendments to MSRB Rules G-11, G-8 and G-32 to Include Provisions Specifically Tailored for Retail Order Periods

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-11, Rule G-32

Notice 2013-18 - Informational Notice

Publication date: 08/12/2013

MSRB Market Transparency Advisory – Suggested Practices in Submitting of Financial Disclosures to EMMA

Information for:

Bank Dealers, Dealers

Notice 2013-17 - Informational Notice

Publication date: 08/08/2013

Notice Regarding MSRB Policy on Interpretive Guidance

Information for:

Bank Dealers, Dealers, Municipal Advisors

Notice 2013-13 - Informational Notice

Publication date: 06/12/2013

Notice Regarding Transactions in Direct-Pay Municipal Bonds Subject to Subsidy Reductions Due to the Federal Sequester

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-30

Notice 2013-12 - Informational Notice

Publication date: 05/29/2013

SEC Approves Amendments to MSRB Rule G-39, on Telemarketing

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-39

Notice 2013-11 - Informational Notice

Publication date: 05/06/2013

Enhancements to New Issue Information on EMMA

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-32, Rule G-34

Notice 2013-09 - Informational Notice

Publication date: 04/01/2013

SEC Approves Amendments to Require the Public Disclosure of Additional Information Related to Dealer Contributions to Bond Ballot Campaigns under MSRB Rules G-37 and G-8

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-37

Notice 2013-08 - Informational Notice

Publication date: 03/25/2013

MSRB Answers Frequently Asked Questions (FAQs) Regarding an Underwriter’s Disclosure Obligations to State and Local Government Issuers under Rule G-17

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17

Notice 2013-05 - Informational Notice

Publication date: 02/12/2013

MSRB Updates Electronic Form for Reporting Trades

Information for:

Bank Dealers, Dealers

Notice 2013-03 - Informational Notice

Publication date: 01/31/2013

RTRS Inter-Dealer Regulatory Dollar Price Reporting Requirement Effective February 25, 2013

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

Notice 2013-01 - Informational Notice

Publication date: 01/07/2013

MSRB Seeks Board of Directors Applicants

Information for:

Bank Dealers, Dealers, Municipal Advisors

Notice 2003-44 - Informational Notice

Publication date: 12/11/2003

Real-Time Transaction Reporting: Revised Schedule and Operational Plan

Notice 2003-43 - Informational Notice

Publication date: 11/24/2003

Transaction Reporting of Multiple Transactions Between Dealers in the Same Issue: Rules G-12 (f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2003-42 - Informational Notice

Publication date: 11/04/2003

529 College Savings Plans – MSRB Market Outreach & Education Series

Notice 2003-41 - Informational Notice

Publication date: 10/30/2003

Technical Revisions and Reorganization of Rule G-37 Qs & As

Rule Number:

Rule G-37, Rule G-8, Rule G-9

Notice 2003-40 - Informational Notice

Publication date: 10/17/2003

Final Agenda for MSRB Forum on the 529 College Savings Plan Market

Notice 2003-39 - Informational Notice

Publication date: 09/23/2003

Revised Specifications for the Real-Time Transaction Reporting System

Notice 2003-38 - Informational Notice

Publication date: 09/08/2003

529 College Savings Plans – MSRB Market Outreach & Education Series

Notice 2003-37 - Informational Notice

Publication date: 08/28/2003

Withdrawal of Market Emergencies Rule Filing

Notice 2003-36 - Informational Notice

Publication date: 08/21/2003

Questions and Answers Regarding Real-Time Transaction Reporting

Notice 2003-35 - Informational Notice

Publication date: 08/19/2003

Amendments Filed Regarding the National Do-Not-Call Registry

Rule Number:

Rule G-39, Rule G-8

Notice 2003-34 - Informational Notice

Publication date: 08/18/2003

Proposed Rule Change Approved to Amend Rule A-14, on Annual Fees

Notice 2003-33 - Informational Notice

Publication date: 08/15/2003

529 College Savings Plans - MSRB Market Outreach & Education Series

Notice 2003-32 - Informational Notice

Publication date: 08/06/2003

Notice Concerning Indirect Rule Violations: Rules G-37 and G-38

Rule Number:

Rule G-37

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB to Implement Protections for Investors Against Unexpected Changes in Bond Authorizing Documents

SEC Approves Amendments to MSRB Rules G-11, G-8 and G-32 to Include Provisions Specifically Tailored for Retail Order Periods

MSRB Market Transparency Advisory – Suggested Practices in Submitting of Financial Disclosures to EMMA

Notice Regarding MSRB Policy on Interpretive Guidance

Notice Regarding Transactions in Direct-Pay Municipal Bonds Subject to Subsidy Reductions Due to the Federal Sequester

SEC Approves Amendments to MSRB Rule G-39, on Telemarketing

Enhancements to New Issue Information on EMMA

SEC Approves Amendments to Require the Public Disclosure of Additional Information Related to Dealer Contributions to Bond Ballot Campaigns under MSRB Rules G-37 and G-8

MSRB Answers Frequently Asked Questions (FAQs) Regarding an Underwriter’s Disclosure Obligations to State and Local Government Issuers under Rule G-17

MSRB Updates Electronic Form for Reporting Trades

RTRS Inter-Dealer Regulatory Dollar Price Reporting Requirement Effective February 25, 2013

MSRB Seeks Board of Directors Applicants

Real-Time Transaction Reporting: Revised Schedule and Operational Plan

Transaction Reporting of Multiple Transactions Between Dealers in the Same Issue: Rules G-12 (f) and G-14

529 College Savings Plans – MSRB Market Outreach & Education Series

Technical Revisions and Reorganization of Rule G-37 Qs & As

Final Agenda for MSRB Forum on the 529 College Savings Plan Market

Revised Specifications for the Real-Time Transaction Reporting System

529 College Savings Plans – MSRB Market Outreach & Education Series

Withdrawal of Market Emergencies Rule Filing

Questions and Answers Regarding Real-Time Transaction Reporting

Amendments Filed Regarding the National Do-Not-Call Registry

Proposed Rule Change Approved to Amend Rule A-14, on Annual Fees

529 College Savings Plans - MSRB Market Outreach & Education Series

Notice Concerning Indirect Rule Violations: Rules G-37 and G-38

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market