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Regulatory Document Type

Notice 2008-30 - Informational Notice
Publication date:
Publication of MSRB Rule Book
Rule Number:

Rule G-29

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Notice 2008-28 - Informational Notice
Publication date:
SEC Approves Rule Changes to Require Underwriter Registration and Testing with DTCC'S NIIDS System
Rule Number:

Rule G-34

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Notice 2008-29 - Informational Notice
Publication date:
Further Technical Amendments Filed to Rule G-12, on Uniform Practice, and G-8, on Books and Records
Rule Number:

Rule G-8, Rule G-12

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Notice 2008-27 - Informational Notice
Publication date:
Reminder of Upcoming Sunset of the Three Hour Exception
Rule Number:

Rule G-14

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Notice 2008-26 - Request for Comment
Publication date: | Comment due:
Request for Comment on Publication of MSRB Rule Book

No comments available.

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Notice 2008-24 - Request for Comment
Publication date: | Comment due:
Request for Comment: Plan for Increasing Information Available for Municipal Variable Rate Demand Obligations


Comments on MSRB Notice 2008-24 (May 23, 2008)

  1. Digital Assurance Certification LLC: Letter from Paula Stuart, Chief Executive Officer, dated July 1, 2008
  2. Depository Trust and Clearing Corporation: Letter from Daniel Thieke, Vice President, dated June 26, 2008
  3. Merrill Lynch : Letter from Christine Walsh, Managing Director, dated June 26, 2008
  4. Saber Partners, LLC: Letter from Joseph S. Fichera, Senior Managing Director and CEO, dated July 9, 2008
  5. RW Smith and Associates, Inc.: Letter from S. Lauren Heyne, Chief Compliance Officer, dated June 30, 2008
  6. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 30, 2008
  7. SunTrust Robinson Humphrey: Letter from Dara L. Smith, Managing Director, dated June 27, 2008
  8. Thornton Farish Inc.: Letter from Joseph A. Whitehead, dated June 30, 2008
  9. W.R. Taylor and Company, LLC: Letter from Belle Walker, Senior Vice President, dated August 7, 2008
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Notice 2008-23 - Informational Notice
Publication date:
Notice of Filing of Poposed Rule Change to Require Underwriter Registration and Testing with DTCC'S NIIDS System
Rule Number:

Rule G-34

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Notice 2008-22 - Informational Notice
Publication date:
SEC Approves Rule Changes to Require Underwriter Participation with DTCC'S NIIDS System
Rule Number:

Rule G-8, Rule G-9, Rule G-34

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Notice 2008-21 - Informational Notice
Publication date:
Reminder Notice: MSRB 529 Compliance Seminars

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Notice 2008-19 - Request for Comment
Publication date: | Comment due:
MSRB Seeks Comment on the Reporting of Proprietary Desk Transactions under Rule G-14, on Reports of Sales or Purchases
Rule Number:

Rule G-14


Comments on MSRB Notice 2008-19 (April 11, 2008)

  1. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 5, 2008
  2. UMB Bank, N.A.: E-mail from Kristin M. Koziol, Vice President & Manager of Municipal Underwriting, dated April 25, 2008
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Notice 2008-18 - Informational Notice
Publication date:
Reminder Regarding Discrepencies in Reports of Inter-Dealer Transactions

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Notice 2008-15 - Request for Comment
Publication date: | Comment due:
Request for Comment: Plan for Increasing Information Available for Municipal Auction Rate Securities
Rule Number:

Rule G-14


Comments on MSRB Notice 2008-15 (March 17, 2008)

  1. Digital Assurance Certification, LLC: Letter from Paula Stuart, Chief Executive Officer, dated April 21, 2008
  2. McPherson, Jack B: Letter dated March 27, 2008
  3. Mikag: E-mail dated April 23, 2008
  4. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated April 21, 2008
  5. Saber Partners, LLC: Letter from Joseph S. Fichera, Senior Managing Director and CEO, dated July 9, 2008
  6. Securities Industry and Financial Markets Association:Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated April 21, 2008
  7. Yankauer, Jeff: E-mail dated April 17, 2008
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Notice 2008-13 - Informational Notice
Publication date:
Amendment Files to Rule A-3, on Membmership on the Board, and Rule A-4, on Meetings of the Board
Rule Number:

Rule A-3, Rule A-4

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Notice 2008-11 - Informational Notice
Publication date:
MSRB and SIFMA to Hold Compliance Seminar on April 29, 2008 in Chicago, IL

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Notice 2008-09 - Informational Notice
Publication date:
Application of MSRB Rules to Transactions in Auction Rate Securities
Rule Number:

Rule G-17, Rule G-19

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Notice 2008-08 - Informational Notice
Publication date:
Financial Statements - Fiscal Years Ended September 30, 2007 and 2006

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Notice 2008-07 - Informational Notice
Publication date:
Preliminary Agenda and Registration Form for MSRB 529 Compliance Seminars

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Notice 2008-06 - Informational Notice
Publication date:
Reminder: New Supervisory Requirements Under Rule G-27 Become Effective February 29, 2008
Rule Number:

Rule G-8, Rule G-9, Rule G-27

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