Regulatory Documents

Select regulatory documents by category:

Notice 2013-21 - Informational Notice

Publication date: 12/10/2013

MSRB to Implement Protections for Investors Against Unexpected Changes in Bond Authorizing Documents

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-11

Notice 2013-20 - Informational Notice

Publication date: 09/27/2013

SEC Approves Amendments to MSRB Rules G-11, G-8 and G-32 to Include Provisions Specifically Tailored for Retail Order Periods

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-11, Rule G-32

Notice 2013-18 - Informational Notice

Publication date: 08/12/2013

MSRB Market Transparency Advisory – Suggested Practices in Submitting of Financial Disclosures to EMMA

Information for:

Bank Dealers, Dealers

Notice 2013-17 - Informational Notice

Publication date: 08/08/2013

Notice Regarding MSRB Policy on Interpretive Guidance

Information for:

Bank Dealers, Dealers, Municipal Advisors

Notice 2013-13 - Informational Notice

Publication date: 06/12/2013

Notice Regarding Transactions in Direct-Pay Municipal Bonds Subject to Subsidy Reductions Due to the Federal Sequester

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-30

Notice 2013-12 - Informational Notice

Publication date: 05/29/2013

SEC Approves Amendments to MSRB Rule G-39, on Telemarketing

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-39

Notice 2013-11 - Informational Notice

Publication date: 05/06/2013

Enhancements to New Issue Information on EMMA

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-32, Rule G-34

Notice 2013-09 - Informational Notice

Publication date: 04/01/2013

SEC Approves Amendments to Require the Public Disclosure of Additional Information Related to Dealer Contributions to Bond Ballot Campaigns under MSRB Rules G-37 and G-8

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-37

Notice 2013-08 - Informational Notice

Publication date: 03/25/2013

MSRB Answers Frequently Asked Questions (FAQs) Regarding an Underwriter’s Disclosure Obligations to State and Local Government Issuers under Rule G-17

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17

Notice 2013-05 - Informational Notice

Publication date: 02/12/2013

MSRB Updates Electronic Form for Reporting Trades

Information for:

Bank Dealers, Dealers

Notice 2013-03 - Informational Notice

Publication date: 01/31/2013

RTRS Inter-Dealer Regulatory Dollar Price Reporting Requirement Effective February 25, 2013

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

Notice 2013-01 - Informational Notice

Publication date: 01/07/2013

MSRB Seeks Board of Directors Applicants

Information for:

Bank Dealers, Dealers, Municipal Advisors

Notice 2009-64 - Informational Notice

Publication date: 12/21/2009

MSRB Amends Pending Proposal on Underwriter Submission of Information about Continuing Disclosure Undertakings to the MSRB's Electronic Municipal Market Access System (EMMA)

Rule Number:

Rule G-32

Notice 2009-63 - Informational Notice

Publication date: 12/21/2009

MSRB Amends Pending Proposal on Additional Voluntary Submissions by Issuers and Obligated Persons to the MSRB'S Electronic Municipal Market Access System (EMMA)

Notice 2009-62 - Informational Notice

Publication date: 12/04/2009

Amendments Filed to Rule G-37 Regarding Contributions to Bond Ballot Campaigns

Rule Number:

Rule G-37

Notice 2009-61 - Informational Notice

Publication date: 12/01/2009

Reminder of December 1, 2009 Effective Date of Amendments to Rule A-13 on Underwriting Assessments

Rule Number:

Rule G-32, Rule A-13

Notice 2009-60 - Informational Notice

Publication date: 11/24/2009

MSRB Primary Market and Continuing Disclosure Submission Services - Reminder of Upcoming Word-Searchable Document Requirement and Update on Other Submission-Related Matters

Rule Number:

Rule G-32

Notice 2009-59 - Informational Notice

Publication date: 11/18/2009

Rule Amendments and Interpretive Notice Filed Regarding Priority of Orders in Primary Offerings

Rule Number:

Rule G-8, Rule G-9, Rule G-11, Rule G-17

Notice 2009-58 - Informational Notice

Publication date: 11/05/2009

Proposed Rule A-16 on Examination Fees

Rule Number:

Rule A-16

Notice 2009-57 - Informational Notice

Publication date: 10/21/2009

Upcoming Changes to the Real-Time Transaction Reporting System

Notice 2009-55 - Informational Notice

Publication date: 09/30/2009

Amendments Approved to Rules G-11 AND G-12 Regarding Settlement Dates and Payments of Designations

Rule Number:

Rule G-11, Rule G-12

Notice 2009-56 - Informational Notice

Publication date: 09/30/2009

Amendments to Rule A-13 on Underwriting Assessments

Rule Number:

Rule A-13

Notice 2009-54 - Informational Notice

Publication date: 09/29/2009

Reminder Notice on Fair Practice Duties to Issuers of Municipal Securities

Rule Number:

Rule G-17, Rule G-20

Notice 2009-52 - Informational Notice

Publication date: 09/22/2009

MSRB Hosts Webinar Series on Market Information Programs

Notice 2009-53 - Informational Notice

Publication date: 09/22/2009

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB to Implement Protections for Investors Against Unexpected Changes in Bond Authorizing Documents

SEC Approves Amendments to MSRB Rules G-11, G-8 and G-32 to Include Provisions Specifically Tailored for Retail Order Periods

MSRB Market Transparency Advisory – Suggested Practices in Submitting of Financial Disclosures to EMMA

Notice Regarding MSRB Policy on Interpretive Guidance

Notice Regarding Transactions in Direct-Pay Municipal Bonds Subject to Subsidy Reductions Due to the Federal Sequester

SEC Approves Amendments to MSRB Rule G-39, on Telemarketing

Enhancements to New Issue Information on EMMA

SEC Approves Amendments to Require the Public Disclosure of Additional Information Related to Dealer Contributions to Bond Ballot Campaigns under MSRB Rules G-37 and G-8

MSRB Answers Frequently Asked Questions (FAQs) Regarding an Underwriter’s Disclosure Obligations to State and Local Government Issuers under Rule G-17

MSRB Updates Electronic Form for Reporting Trades

RTRS Inter-Dealer Regulatory Dollar Price Reporting Requirement Effective February 25, 2013

MSRB Seeks Board of Directors Applicants

MSRB Amends Pending Proposal on Underwriter Submission of Information about Continuing Disclosure Undertakings to the MSRB's Electronic Municipal Market Access System (EMMA)

MSRB Amends Pending Proposal on Additional Voluntary Submissions by Issuers and Obligated Persons to the MSRB'S Electronic Municipal Market Access System (EMMA)

Amendments Filed to Rule G-37 Regarding Contributions to Bond Ballot Campaigns

Reminder of December 1, 2009 Effective Date of Amendments to Rule A-13 on Underwriting Assessments

MSRB Primary Market and Continuing Disclosure Submission Services - Reminder of Upcoming Word-Searchable Document Requirement and Update on Other Submission-Related Matters

Rule Amendments and Interpretive Notice Filed Regarding Priority of Orders in Primary Offerings

Proposed Rule A-16 on Examination Fees

Upcoming Changes to the Real-Time Transaction Reporting System

Amendments Approved to Rules G-11 AND G-12 Regarding Settlement Dates and Payments of Designations

Amendments to Rule A-13 on Underwriting Assessments

Reminder Notice on Fair Practice Duties to Issuers of Municipal Securities

MSRB Hosts Webinar Series on Market Information Programs

MSRB and SIFMA to Co-Host Regulatory and Compliance Seminars

Guidance, Notices & Resources

MSRB Rule Book

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the
Municipal Market