Regulatory Documents

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Notice 2023-10 - Informational Notice

Publication date: 11/30/2023

MSRB Establishes 2024 Annual Rate Card Fees for Dealers and Municipal Advisors

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-11, Rule A-13

Notice 2023-09 - Market Advisory

Publication date: 11/02/2023

MSRB Seeks Input and Volunteers for Advisory Groups

Information for:

Dealers, Issuers, Municipal Advisors

Notice 2023-07 - Approval Notice

Publication date: 09/12/2023

SEC Approves Amended MSRB Rule G-3 Creating an Exemption for Municipal Advisor Representatives from Requalification by Examination and Related Amendments to MSRB Rule G-8

Information for:

Municipal Advisors

Rule Number:

Rule G-2, Rule G-3, Rule G-8

Notice 2023-06 - Approval Notice

Publication date: 05/30/2023

MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1

Information for:

Dealers

Rule Number:

Rule G-12, Rule G-15

Notice 2023-05 - Approval Notice

Publication date: 05/15/2023

SEC Approves Amended MSRB Rule G-40 on Advertising by Municipal Advisors, Related Amendments to MSRB Rule G-8(h) on Books and Records to be Made by Municipal Advisors and Related Updates to the MSRB’s FAQs regarding the Use of Social Media

Information for:

Issuers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-40

Notice 2023-04 - Informational Notice

Publication date: 04/27/2023

MSRB Provides Additional Regulatory Relief by Further Extending the Temporary Timeframe for Remote Office Inspections and Files Amendments to Remove Expired Relief Under Rule G-16

Information for:

Dealers

Rule Number:

Rule G-16, Rule G-27

Notice 2023-03 - Approval Notice

Publication date: 03/30/2023

SEC Approves New MSRB Rule G-46 on Duties of Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8

Information for:

General Public, Issuers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-46

Notice 2023-01 - Informational Notice

Publication date: 01/05/2023

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

Notice 2009-64 - Informational Notice

Publication date: 12/21/2009

MSRB Amends Pending Proposal on Underwriter Submission of Information about Continuing Disclosure Undertakings to the MSRB's Electronic Municipal Market Access System (EMMA)

Rule Number:

Rule G-32

Notice 2009-63 - Informational Notice

Publication date: 12/21/2009

MSRB Amends Pending Proposal on Additional Voluntary Submissions by Issuers and Obligated Persons to the MSRB'S Electronic Municipal Market Access System (EMMA)

Notice 2009-62 - Informational Notice

Publication date: 12/04/2009

Amendments Filed to Rule G-37 Regarding Contributions to Bond Ballot Campaigns

Rule Number:

Rule G-37

Notice 2009-61 - Informational Notice

Publication date: 12/01/2009

Reminder of December 1, 2009 Effective Date of Amendments to Rule A-13 on Underwriting Assessments

Rule Number:

Rule G-32, Rule A-13

Notice 2009-60 - Informational Notice

Publication date: 11/24/2009

MSRB Primary Market and Continuing Disclosure Submission Services - Reminder of Upcoming Word-Searchable Document Requirement and Update on Other Submission-Related Matters

Rule Number:

Rule G-32

Notice 2009-59 - Informational Notice

Publication date: 11/18/2009

Rule Amendments and Interpretive Notice Filed Regarding Priority of Orders in Primary Offerings

Rule Number:

Rule G-8, Rule G-9, Rule G-11, Rule G-17

Notice 2009-58 - Informational Notice

Publication date: 11/05/2009

Proposed Rule A-16 on Examination Fees

Rule Number:

Rule A-16

Notice 2009-57 - Informational Notice

Publication date: 10/21/2009

Upcoming Changes to the Real-Time Transaction Reporting System

Notice 2009-55 - Informational Notice

Publication date: 09/30/2009

Amendments Approved to Rules G-11 AND G-12 Regarding Settlement Dates and Payments of Designations

Rule Number:

Rule G-11, Rule G-12

Notice 2009-56 - Informational Notice

Publication date: 09/30/2009

Amendments to Rule A-13 on Underwriting Assessments

Rule Number:

Rule A-13

Notice 2009-54 - Informational Notice

Publication date: 09/29/2009

Reminder Notice on Fair Practice Duties to Issuers of Municipal Securities

Rule Number:

Rule G-17, Rule G-20

Notice 2009-52 - Informational Notice

Publication date: 09/22/2009

MSRB Hosts Webinar Series on Market Information Programs

Notice 2009-53 - Informational Notice

Publication date: 09/22/2009

MSRB and SIFMA to Co-Host Regulatory and Compliance Seminars

Notice 2009-49 - Informational Notice

Publication date: 08/25/2009

Build America Bonds: Reminder of Rule G-15(a) Customer Confirmation Yield Disclosure Requirement

Rule Number:

Rule G-15

Notice 2009-48 - Informational Notice

Publication date: 08/13/2009

Amendment to Rule A-14, on Annual Fee

Notice 2009-46 - Informational Notice

Publication date: 08/06/2009

Amendments to Rules G-11 and G-12 Filed with SEC

Rule Number:

Rule G-11, Rule G-12

Notice 2009-45 - Informational Notice

Publication date: 07/29/2009

Amendments Filed to Administrative Rules: Rules A-3, A-4, A-5 and A-6

Rule Number:

Rule A-3, Rule A-4, Rule A-5, Rule A-6

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Establishes 2024 Annual Rate Card Fees for Dealers and Municipal Advisors

MSRB Seeks Input and Volunteers for Advisory Groups

SEC Approves Amended MSRB Rule G-3 Creating an Exemption for Municipal Advisor Representatives from Requalification by Examination and Related Amendments to MSRB Rule G-8

MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1

SEC Approves Amended MSRB Rule G-40 on Advertising by Municipal Advisors, Related Amendments to MSRB Rule G-8(h) on Books and Records to be Made by Municipal Advisors and Related Updates to the MSRB’s FAQs regarding the Use of Social Media

MSRB Provides Additional Regulatory Relief by Further Extending the Temporary Timeframe for Remote Office Inspections and Files Amendments to Remove Expired Relief Under Rule G-16

SEC Approves New MSRB Rule G-46 on Duties of Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

MSRB Amends Pending Proposal on Underwriter Submission of Information about Continuing Disclosure Undertakings to the MSRB's Electronic Municipal Market Access System (EMMA)

MSRB Amends Pending Proposal on Additional Voluntary Submissions by Issuers and Obligated Persons to the MSRB'S Electronic Municipal Market Access System (EMMA)

Amendments Filed to Rule G-37 Regarding Contributions to Bond Ballot Campaigns

Reminder of December 1, 2009 Effective Date of Amendments to Rule A-13 on Underwriting Assessments

MSRB Primary Market and Continuing Disclosure Submission Services - Reminder of Upcoming Word-Searchable Document Requirement and Update on Other Submission-Related Matters

Rule Amendments and Interpretive Notice Filed Regarding Priority of Orders in Primary Offerings

Proposed Rule A-16 on Examination Fees

Upcoming Changes to the Real-Time Transaction Reporting System

Amendments Approved to Rules G-11 AND G-12 Regarding Settlement Dates and Payments of Designations

Amendments to Rule A-13 on Underwriting Assessments

Reminder Notice on Fair Practice Duties to Issuers of Municipal Securities

MSRB Hosts Webinar Series on Market Information Programs

MSRB and SIFMA to Co-Host Regulatory and Compliance Seminars

Build America Bonds: Reminder of Rule G-15(a) Customer Confirmation Yield Disclosure Requirement

Amendment to Rule A-14, on Annual Fee

Amendments to Rules G-11 and G-12 Filed with SEC

Amendments Filed to Administrative Rules: Rules A-3, A-4, A-5 and A-6

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market