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Regulatory Document Type

Notice 2021-16 - Informational Notice
Publication date:
MSRB Extends Comment Deadline on Request for Comment on New Issue Pricing Resources
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-9, Rule G-17, Rule G-27, Rule G-42, Rule G-44

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Notice 2021-15 - Informational Notice
Publication date:
MSRB Seeks Input and Volunteers for Advisory Group
Information for:

Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities

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Notice 2021-14 - Informational Notice
Publication date:
MSRB Provides Additional Regulatory Relief During COVID-19 Pandemic
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-27

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Notice 2021-13 - Informational Notice
Publication date:
SEC Approves Amendments to Rules G-10 and G-48 Clarifying Notification Requirements for Dealers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-10, Rule G-48

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Notice 2021-11 - Informational Notice
Publication date:
MSRB Provides Further Extension of Time to Take the Series 54 Qualification Examination
Information for:

Municipal Advisors

Rule Number:

Rule G-3

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Notice 2021-10 - Informational Notice
Publication date:
MSRB Provides Interim Accommodation for the Municipal Advisor Principal Qualification Examination (Series 54 Exam)
Information for:

Municipal Advisors

Rule Number:

Rule G-3

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Notice 2021-09 - Informational Notice
Publication date:
MSRB Updates Rule A-8, on Rulemaking Procedures
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-8

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Notice 2021-05 - Informational Notice
Publication date:
MSRB Temporarily Reduces Market Activity Fees by 40 Percent
Information for:

Bank Dealers, Dealers

Rule Number:

Rule A-13

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Notice 2021-04 - Informational Notice
Publication date:
MSRB Extends Compliance Date for Amended Form G-32
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-32

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Notice 2021-03 - Informational Notice
Publication date:
MSRB Reminds Dealers of the March 31, 2021 Compliance Date for the Revised Interpretive Notice of Underwriters’ Fair Dealing Obligations to Issuers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17

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Notice 2021-02 - Informational Notice
Publication date:
MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-8, Rule G-12, Rule G-14, Rule G-16, Rule G-17, Rule G-20, Rule G-23, Rule G-33, Rule G-37, Rule G-38

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Notice 2021-01 - Informational Notice
Publication date:
Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

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Notice 2012-64 - Informational Notice
Publication date:
SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

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Notice 2012-62 - Informational Notice
Publication date:
Reminder of Effective Date of New Rule and Interpretive Notice Concerning Regulation of Broker's Brokers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-9, Rule G-18, Rule G-43

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Notice 2012-60 - Informational Notice
Publication date:
MSRB Extends Implementation Date of Inter-Dealer Regulatory Dollar Price Reporting Requirement
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

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Notice 2012-57 - Informational Notice
Publication date:
MSRB Revises Series 53 Study Outline
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-3

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Notice 2012-53 - Informational Notice
Publication date:
SEC Approves Enhancement to Large Trade Price Transparency
Information for:

Bank Dealers, Dealers

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Notice 2012-54 - Informational Notice
Publication date:
Reminder of November 1, 2012 Effective Date Regarding Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-34

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Notice 2012-52 - Informational Notice
Publication date:
MSRB Files Amendments with SEC to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

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Notice 2012-51 - Informational Notice
Publication date:
Reminder of Upcoming Changes to MSRB Transaction Reporting Requirements
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

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Notice 2012-49 - Informational Notice
Publication date:
New Online Procedure for Documenting Dealer System Outages
Information for:

Bank Dealers, Dealers

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Notice 2012-48 - Informational Notice
Publication date:
Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities Approved
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-34

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Notice 2012-47 - Informational Notice
Publication date:
MSRB Creates New Online Training Videos on Making Primary Market and Continuing Disclosure Submissions to the EMMA Website
Information for:

Bank Dealers, Dealers

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Notice 2012-46 - Informational Notice
Publication date:
MSRB and SIFMA to Co-Host Municipal Securities Regulation Seminar in New York

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Notice 2012-45 - Informational Notice
Publication date:
MSRB Files Amendments with SEC to Enhance Price Transparency for Large Trades
Information for:

Bank Dealers, Dealers

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