Regulatory Documents

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Notice 2024-13 - Informational Notice

Publication date: 10/28/2024

MSRB Seeks Volunteers for Advisory Groups Including a New Group on Technology

Information for:

Dealers, General Public, Investors, Issuers, Municipal Advisors

Notice 2024-12 - Approval Notice

Publication date: 09/20/2024

SEC Approves Amendments to MSRB Rule G‐14 to Shorten Timeframe for Reporting Transactions in Municipal Securities

Information for:

Dealers, General Public, Investors

Rule Number:

Rule G-12, Rule G-14, IF-1

Notice 2024-11 - Informational Notice

Publication date: 07/30/2024

MSRB Amends Real-Time Transaction Reporting and Price Dissemination Information Facility to Consolidate Subscriber Access to Real-Time Transaction Reporting System Data

Information for:

Dealers

Rule Number:

IF-1

Notice 2024-10 - Approval Notice

Publication date: 07/12/2024

SEC Approves Amendments to Rule G-47 to Add Three New Time of Trade Disclosure Scenarios, Codify and Consolidate Existing Guidance, Delete Certain Guidance, and Make Technical Amendments

Information for:

Dealers, General Public, Investors

Rule Number:

Rule G-47

Notice 2024-08 - Informational Notice

Publication date: 05/31/2024

MSRB Amends Rule G-27 to Allow Dealers to Conduct Remote Inspections, Consistent with Recent FINRA Amendments

Information for:

Dealers, General Public, Investors, Issuers

Rule Number:

Rule G-27

Notice 2024-07 - Informational Notice

Publication date: 05/22/2024

MSRB to Retire Select Interpretive Guidance Regarding Inter-Dealer Confirmation Disclosures

Information for:

Bank Dealers, Dealers, General Public, Investors

Rule Number:

Rule G-12, Rule G-15

Notice 2024-06 - Informational Notice

Publication date: 05/10/2024

MSRB Amends Rule G-27 to Adopt the Residential Supervisory Location Classification Consistent with FINRA Dealer Supervision Provisions

Information for:

Dealers, General Public, Investors, Issuers

Rule Number:

Rule G-27

Notice 2024-05 - Informational Notice

Publication date: 03/21/2024

MSRB Makes Technical Amendment to Rule A-11 on Municipal Advisor Fees

Information for:

Municipal Advisors

Rule Number:

Rule A-11

Notice 2024-04 - Informational Notice

Publication date: 02/16/2024

Existing Dealer and Municipal Advisor Fees Maintained Upon Withdrawal of 2024 Annual Rate Card

Rule Number:

Rule A-11, Rule A-13

Notice 2024-03 - Approval Notice

Publication date: 02/08/2024

SEC Approves Amendment to MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date

Rule Number:

Rule G-12

Notice 2024-02 - Informational Notice

Publication date: 01/30/2024

Current Dealer and Municipal Advisor Fees Upon SEC Suspension of 2024 Annual Rate Card Fees

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-11, Rule A-13

Notice 2024-01 - Informational Notice

Publication date: 01/04/2024

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-18

Notice 2020-18 - Informational Notice

Publication date: 12/02/2020

MSRB Provides Additional Regulatory Relief During COVID-19 Pandemic

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-16, Rule G-27

Notice 2020-17 - Informational Notice

Publication date: 11/20/2020

Reminder for Regulated Entities of Their Annual Notification Requirements Under Rule G-10

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-9, Rule G-10, Rule D-9

Notice 2020-16 - Informational Notice

Publication date: 10/27/2020

MSRB Seeks Input and Volunteers for Advisory Groups

Information for:

Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities

Notice 2020-15 - Informational Notice

Publication date: 09/10/2020

MSRB Makes Administrative Changes to Board Governance Rules

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3, Rule A-4

Notice 2020-14 - Informational Notice

Publication date: 08/06/2020

MSRB Improves Board Governance

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3, Rule A-6

Notice 2020-13 - Approval Notice

Publication date: 06/26/2020

MSRB Harmonizes Rules with Requirements of Regulation Best Interest

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-9, Rule G-19, Rule G-20, Rule G-48

Notice 2020-12 - Informational Notice

Publication date: 06/24/2020

MSRB Enhances Transparency of Timing of Issuers' Annual Disclosures on the EMMA Website

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

IF-3

Notice 2020-11 - Informational Notice

Publication date: 05/28/2020

MSRB Waives Market Activity Fees for Transactions with the Municipal Market Liquidity Facility

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-13

Notice 2020-10 - Informational Notice

Publication date: 05/26/2020

MSRB Provides Resources for Municipal Bond Investors about Potential Effects of COVID-19

Notice 2020-09 - Informational Notice

Publication date: 04/09/2020

MSRB Amends Certain Rules to Provide Regulatory Relief During COVID-19 Pandemic

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-27, Rule G-44, Rule A-11, Rule A-12

Notice 2020-08 - Informational Notice

Publication date: 03/23/2020

MSRB Extends Comment Deadline on Request for Comment on Proposed Governance Enhancements

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3

Notice 2020-07 - Informational Notice

Publication date: 03/09/2020

MSRB Reminds Regulated Entities of Application of Supervisory Requirements in Light of Coronavirus

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-27, Rule G-44

Notice 2020-06 - Informational Notice

Publication date: 02/25/2020

MSRB Seeks Volunteers for Market Transparency Advisory Group (MTAG)

Information for:

Bank Dealers, Dealers, Municipal Advisors

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Seeks Volunteers for Advisory Groups Including a New Group on Technology

SEC Approves Amendments to MSRB Rule G‐14 to Shorten Timeframe for Reporting Transactions in Municipal Securities

MSRB Amends Real-Time Transaction Reporting and Price Dissemination Information Facility to Consolidate Subscriber Access to Real-Time Transaction Reporting System Data

SEC Approves Amendments to Rule G-47 to Add Three New Time of Trade Disclosure Scenarios, Codify and Consolidate Existing Guidance, Delete Certain Guidance, and Make Technical Amendments

MSRB Amends Rule G-27 to Allow Dealers to Conduct Remote Inspections, Consistent with Recent FINRA Amendments

MSRB to Retire Select Interpretive Guidance Regarding Inter-Dealer Confirmation Disclosures

MSRB Amends Rule G-27 to Adopt the Residential Supervisory Location Classification Consistent with FINRA Dealer Supervision Provisions

MSRB Makes Technical Amendment to Rule A-11 on Municipal Advisor Fees

Existing Dealer and Municipal Advisor Fees Maintained Upon Withdrawal of 2024 Annual Rate Card

SEC Approves Amendment to MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date

Current Dealer and Municipal Advisor Fees Upon SEC Suspension of 2024 Annual Rate Card Fees

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

MSRB Provides Additional Regulatory Relief During COVID-19 Pandemic

Reminder for Regulated Entities of Their Annual Notification Requirements Under Rule G-10

MSRB Seeks Input and Volunteers for Advisory Groups

MSRB Makes Administrative Changes to Board Governance Rules

MSRB Improves Board Governance

MSRB Harmonizes Rules with Requirements of Regulation Best Interest

MSRB Enhances Transparency of Timing of Issuers' Annual Disclosures on the EMMA Website

MSRB Waives Market Activity Fees for Transactions with the Municipal Market Liquidity Facility

MSRB Provides Resources for Municipal Bond Investors about Potential Effects of COVID-19

MSRB Amends Certain Rules to Provide Regulatory Relief During COVID-19 Pandemic

MSRB Extends Comment Deadline on Request for Comment on Proposed Governance Enhancements

MSRB Reminds Regulated Entities of Application of Supervisory Requirements in Light of Coronavirus

MSRB Seeks Volunteers for Market Transparency Advisory Group (MTAG)

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market