Select regulatory documents by category:

Regulatory Document Type

Back to top
Notice 2020-18 - Informational Notice
Publication date:
MSRB Provides Additional Regulatory Relief During COVID-19 Pandemic
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-16, Rule G-27

Share
Notice 2020-17 - Informational Notice
Publication date:
Reminder for Regulated Entities of Their Annual Notification Requirements Under Rule G-10
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-9, Rule G-10, Rule D-9

Share
Notice 2020-16 - Informational Notice
Publication date:
MSRB Seeks Input and Volunteers for Advisory Groups
Information for:

Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities

Share
Notice 2020-15 - Informational Notice
Publication date:
MSRB Makes Administrative Changes to Board Governance Rules
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3, Rule A-4

Share
Notice 2020-14 - Informational Notice
Publication date:
MSRB Improves Board Governance
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3, Rule A-6

Share
Notice 2020-13 - Approval Notice
Publication date:
MSRB Harmonizes Rules with Requirements of Regulation Best Interest
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-9, Rule G-19, Rule G-20, Rule G-48

Share
Notice 2020-12 - Informational Notice
Publication date:
MSRB Enhances Transparency of Timing of Issuers' Annual Disclosures on the EMMA Website
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

IF-3

Share
Notice 2020-11 - Informational Notice
Publication date:
MSRB Waives Market Activity Fees for Transactions with the Municipal Market Liquidity Facility
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-13

Share
Notice 2020-10 - Informational Notice
Publication date:
MSRB Provides Resources for Municipal Bond Investors about Potential Effects of COVID-19

Share
Notice 2020-09 - Informational Notice
Publication date:
MSRB Amends Certain Rules to Provide Regulatory Relief During COVID-19 Pandemic
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-27, Rule G-44, Rule A-11, Rule A-12

Share
Notice 2020-08 - Informational Notice
Publication date:
MSRB Extends Comment Deadline on Request for Comment on Proposed Governance Enhancements
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3

Share
Notice 2020-07 - Informational Notice
Publication date:
MSRB Reminds Regulated Entities of Application of Supervisory Requirements in Light of Coronavirus
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-27, Rule G-44

Share
Notice 2020-06 - Informational Notice
Publication date:
MSRB Seeks Volunteers for Market Transparency Advisory Group (MTAG)
Information for:

Bank Dealers, Dealers, Municipal Advisors

Share
Notice 2020-05 - Informational Notice
Publication date:
Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

Share
Notice 2020-04 - Approval Notice
Publication date:
MSRB to Enhance Transparency of Timing of Issuers' Annual Disclosures on the EMMA Website
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

IF-3

Share
Notice 2020-03 - Informational Notice
Publication date:
MSRB Establishes Compliance Date for Revised Interpretive Notice of Underwriters' Fair Dealing Obligations to Issuers
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-17

Share
Notice 2020-01 - Informational Notice
Publication date:
Obligations of Senior Syndicate Managers Utilizing Electronic Communications
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-11

Share
Print