All Comments to Notice 2024-15

1. ABLE Savings Plan Network: Letter from Bette Ann Mobley, Chair, dated April 10, 2025
2. AKF Consulting Group: Letter from Andrea Feirstein, Managing Director, and Mark Chapleau, Senior Consultant, dated April 11, 2025
3. Arizona State Treasurer’s Office: Letter from Kimberly Yee, Treasurer, dated April 10, 2025
4. Ascensus: Letter from Christal Fenton, Associate General Counsel, dated April 10, 2025
5. Bank of North Dakota: Email from James Barnhardt dated April 3, 2025
6. College Savings Foundation: Letter from Chris McGee, Chair, dated April 9, 2025
7. College Savings Plans Network: Letter from Mary G. Morris, Chair, dated April 2, 2025
8. Commonwealth Savers Plan: Letter from Mary G. Morris, Chief Executive Officer, dated April 11, 2025
9. First Public, LLC: Email from Bill Mastrodicasa dated April 11, 2025
10. Government Finance Officers Association: Letter from Emily Brock, Director of Federal Liaison Center, dated June 3, 2025
11. Illinois State Treasurer’s Office: Letter from Michael W. Frerichs, Treasurer, dated April 10, 2025; and Letter from Michael Frerichs, Treasurer, dated April 10, 2025
12. Investment Company Institute:  Letter from Tara Buckley, Deputy General Counsel, Financial Regulation, and Shannon Salinas, Associate General Counsel, Retirement Policy, dated April 11, 2025
13. Massachusetts Educational Financing Authority: Letter from Thomas M. Graf, Executive Director, dated April 9, 2025
14. my529: Letter from Richard K. Ellis, Executive Director, dated March 31, 2025
15. Nebraska State Treasurer’s Office: Letter from Rachel Biar, Deputy State Treasurer for Savings Programs, dated April 2, 2025
16. Pennsylvania Treasury Department: Letter from Stacy Garrity, Treasurer, dated April 2, 2025
17. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, and Gerald O’Hara, Vice President and Assistant General Counsel, dated April 11, 2025
18. TIAA-CREF Tuition Financing, Inc: Letter from Christopher S. Lynch, President, dated April 10, 2025
19. Vestwell: Letter from Aaron Schumm, Chief Executive Officer, dated April 11, 2025

All Comments to Notice 2024-14

1. American Securities Association: Letter from Jessica R. Giroux, General Counsel and Head of Fixed Income Policy, dated January 28, 2025
2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated January 28, 2025
3. ICE Bonds Securities Corporation: Letter from Robert Laorno, General Counsel, dated January 21, 2025
4. National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated January 28, 2025
5. Public Resources Advisory Group, Inc.: Letter from Thomas F. Huestis, Senior Managing Director, dated January 27, 2025
6. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, and Gerald O’Hara, Vice President and Assistant General Counsel, dated January 28, 2025

All Comments to Notice 2024-09

1. Association of Registration Management, Inc.: Letter from Richard Izzo, President, dated August 5, 2024
2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated August 5, 2024
3. Frost Bank Capital Markets Division: Letter from Jeff Beckel, SEVP and Director of Capital Markets, dated July 30, 2024
4. Frost Bank Capital Markets Division: Email from Trevor Cross dated July 30, 2024
5. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated August 5, 2024

All Comments to Notice 2023-11

1. Advisabilitys: Email from Andrew Boyack dated January 9, 2024
2. Academy Securities, Inc.: Letter from Michael Boyd, Chief Compliance Officer, dated February 23, 2024
3. American Securities Association: Letter from Jessica R. Giroux, General Counsel, dated February 26, 2024
4. Amuni Financial, Inc.: Letter from Mike Petagna, President, dated January 8, 2024
5. Anonymous: Letter
6. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated February 26, 2024
7. Clary Consulting Company: Email from Lowell Clary dated February 16, 2024
8. Derivative Advisors: Letter from Elaine M. Philbrick, Principal, dated December 6, 2023
9. Dixworks, LLC: Email from Dennis Dix, Jr. dated February 9, 2024
10. Echo Valley Advisors, LLC: Letter from Julie Needham, President, dated February 23, 2024
11. Herold & Lantern Investments: Letter from Brad Harris, Director of Fixed Income – Municipal Bonds
12. Municipal Capital Markets Group, Inc.: Letter from Fred R. Cornwall, President, dated February 26, 2024
13. National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated February 26, 2024
14. Regional Brokers, Inc.: Letter from H. Deane Armstrong, CCO, dated February 26, 2024
15. Ridgeline Municipal Strategies, LLC: Email from Dmitry Semenov dated December 29, 2023
16. Sanderlin Securities LLC: Letter from Matthew Kamler, President, dated January 26, 2024
17. Searle & Co., Inc.: Letter from Robert S. Searle, President, dated February 16, 2024
18. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated February 26, 2024
19. Shnayder, Yana: Email dated December 13, 2023
20. Siebert Williams Shank & Co., LLC: Letter from Suzanne Shank, President & Chief Executive Officer, and Gary Hall, President of Infrastructure & Public Finance, dated February 26, 2024
21. Speer Financial, Inc.: Letter from Daniel Forbes, President, dated February 20, 2024
22. Stern Brothers: Letter dated February 26, 2024

1. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated December 15, 2023

All Comments to Notice 2023-02

1. AKF Consulting: Letter from Andrea Feirstein, Managing Director, and Mark Chapleau, Senior Consultant, dated April 20, 2023
2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated April 17, 2023
3. College Savings Plans Network: Letter from Rachel Biar, Nebraska Assistant State Treasurer, NEST 529 College Savings Program Director, Chairman, College Savings Plans Network, dated April 17, 2023
4. Government Finance Officers Association: Letter from Emily Brock, Director, Federal Liaison Center, dated July 21, 2023
5. McLane, Curtis: Email dated April 19, 2023
6. my529: Letter from Richard K. Ellis, Executive Director, dated April 17, 2023
7. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated April 17, 2023

All Comments to Notice 2022-13

1. National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated January 30, 2023
2. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated January 30, 2023
3. Wulff, Hansen & Co.: Letter from Chris Charles, President, dated December 29, 2022

1.  Acacia Financial Group, Inc.: Letter from Noreen P. White, Co-President, and Kim M. Whelan, Co-President, dated June 29, 2017

2.  American Bankers Association: Letter from Cristeena G. Naser, Vice President and Senior Counsel, Center for Securities, Trust and Investment, dated June 30, 2017

3.  Bloomberg L.P.: Letter from Peter Warms, Senior Manager of Fixed Income, Entity, Regulatory Content and Symbology

4.  Bond Dealers of America: Letter from Mike Nicholas, Chief Executive Officer, dated June 29, 2017

5.  Center for Municipal Finance: Letter from Marc D. Joffe, President, dated June 28, 2017

6.  Eastern Bank: Letter 

7.  Fieldman Rolapp & Associates: Letter from Adam S. Bauer, Chief Executive Officer and President, dated June 30, 2017

8.  Government Capital Securities Corp: Email from Ted Christensen dated June 1, 2017

9.  Government Finance Officers Association: Letter from Emily Brock, Director, Federal Liaison Center, dated June 30, 2017

10.  National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated June 30, 2017

11.  New Jersey State League of Municipalities: Letter from Michael F. Cerra, Assistant Executive Director, dated June 27, 2017

12.  PFM: Letter from Leo Karwejna, Chief Compliance Officer, Cheryl Maddox, General Counsel, and Catherine Humphrey-Bennett, Municipal Advisory Compliance Officer, dated July 3, 2017

13.  Piper Jaffray & Co.: Letter from Frank Fairman, Managing Director, Head of Public Finance Services, and Rebecca Lawrence, Managing Director, Associate General Counsel, Public Finance and Fixed Income, dated June 29, 2017

14.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 30, 2017

15.  Southern Municipal Advisors, Inc.: Letter from Michael C. Cawley, Senior Consultant, dated June 29, 2017

16.  Township of East Brunswick: Email from L. Mason Neely dated June 2, 2017