Regulatory Documents

Select regulatory documents by category:

Notice 2001-40 - Informational Notice

Publication date: 11/01/2001

MSRB Begins Production of Daily Comprehensive Report

Notice 2001-39 - Informational Notice

Publication date: 10/16/2001

Proposed Rule Change Concerning Minimum Denominations Filed with the Securities and Exchange Commission

Rule Number:

Rule G-15, Rule G-17, Rule G-8

Notice 2001-38 - Informational Notice

Publication date: 10/15/2001

Daily Comprehensive Report Will Be Available Beginning on November 1, 2001

Notice 2001-37 - Informational Notice

Publication date: 10/04/2001

Public Reporting of Transactions in Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2001-28 - Informational Notice

Publication date: 09/26/2001

MSRB and TBMA to Hold Compliance Seminar

Notice 2001-36 - Informational Notice

Publication date: 09/26/2001

MSRB and TBMA to Hold Compliance Seminar on November 13, 2001

Notice 2001-34 - Informational Notice

Publication date: 09/14/2001

Municipal Market Activity - Thursday, September 13, 2001

Notice 2001-35 - Informational Notice

Publication date: 09/14/2001

Municipal Market Activity - Dealer - Dealer Trading (September 11-13, 2001)

Notice 2001-33 - Informational Notice

Publication date: 09/13/2001

Municipal Market Activity - Tuesday, September 11 - Thursday, September 13, 2001

Notice 2001-32 - Informational Notice

Publication date: 09/10/2001

Board Elects Officers

Notice 2001-31 - Informational Notice

Publication date: 08/17/2001

Public Reporting of Transaction In Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2001-29 - Informational Notice

Publication date: 08/08/2001

SEC Approval of In-Firm Delivery of the Regulatory Element of the Continuing Education Requirement

Notice 2001-30 - Informational Notice

Publication date: 08/08/2001

SEC Approval of Electronic Submission System Under Rule G-36

Notice 2001-27 - Informational Notice

Publication date: 07/25/2001

The MSRB and The Muni Council Announce a Long-Range Planning Session on the Municipal Securities Market Disclosure System

Notice 2001-26 - Informational Notice

Publication date: 07/11/2001

Dissemination of Official Statements and Advance Refunding Documents By Issuers and Dealers from 1998 to 2000

Rule Number:

Rule G-32

Notice 2001-25 - Request for Comment

Publication date: 07/06/2001 | Comment due: 10/01/2001

Notice and Draft Interpretive Guidance on Rule G-17—Disclosure of Material Facts and Interpretive Guidance Concerning Sophisticated Municipal Market Professionals

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-13

No comments available.

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Notice 2001-24 - Informational Notice

Publication date: 07/05/2001

Municipal Fund Securities – Qualification of Municipal Securities Principals and Application of MSRB Rules to Fees, Disclosure and Other Market Practices

Rule Number:

Rule G-3

Notice 2001-22 - Informational Notice

Publication date: 06/13/2001

In-Firm Delivery of the Regulatory Element of the Continuing Education Requirement

Rule Number:

Rule G-3, Rule G-8, Rule G-9, Rule G-27

Notice 2001-23 - Informational Notice

Publication date: 06/13/2001

Notice Concerning Flat Transaction Fees

Rule Number:

Rule G-15

Notice 2001-21 - Informational Notice

Publication date: 06/11/2001

Electronic Submission of Official Statements, Advance Refunding Documents and Forms G-36(OS) and G-36(ARD) to the MSRB

Notice 2001-20 - Informational Notice

Publication date: 06/06/2001

Question and Answer Notice: Rules G-37 and G-38

Rule Number:

Rule G-37

Notice 2001-19 - Request for Comment

Publication date: 06/04/2001 | Comment due: 09/30/2001

MSRB Review of Rule G-37

Rule Number:

Rule G-37

No comments available.

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Notice 2001-17 - Request for Comment

Publication date: 05/29/2001 | Comment due: 09/30/2001

Request for Comments on Real-Time Reporting of Municipal Securities Transactions

No comments available.

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Notice 2001-16 - Informational Notice

Publication date: 04/30/2001

Revised Forms Containing MSRB’s New Address

Notice 2001-15 - Informational Notice

Publication date: 04/23/2001

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Begins Production of Daily Comprehensive Report

Proposed Rule Change Concerning Minimum Denominations Filed with the Securities and Exchange Commission

Daily Comprehensive Report Will Be Available Beginning on November 1, 2001

Public Reporting of Transactions in Municipal Securities: Rule G-14

MSRB and TBMA to Hold Compliance Seminar

MSRB and TBMA to Hold Compliance Seminar on November 13, 2001

Municipal Market Activity - Thursday, September 13, 2001

Municipal Market Activity - Dealer - Dealer Trading (September 11-13, 2001)

Municipal Market Activity - Tuesday, September 11 - Thursday, September 13, 2001

Board Elects Officers

Public Reporting of Transaction In Municipal Securities: Rule G-14

SEC Approval of In-Firm Delivery of the Regulatory Element of the Continuing Education Requirement

SEC Approval of Electronic Submission System Under Rule G-36

The MSRB and The Muni Council Announce a Long-Range Planning Session on the Municipal Securities Market Disclosure System

Dissemination of Official Statements and Advance Refunding Documents By Issuers and Dealers from 1998 to 2000

Notice and Draft Interpretive Guidance on Rule G-17—Disclosure of Material Facts and Interpretive Guidance Concerning Sophisticated Municipal Market Professionals

Municipal Fund Securities – Qualification of Municipal Securities Principals and Application of MSRB Rules to Fees, Disclosure and Other Market Practices

In-Firm Delivery of the Regulatory Element of the Continuing Education Requirement

Notice Concerning Flat Transaction Fees

Electronic Submission of Official Statements, Advance Refunding Documents and Forms G-36(OS) and G-36(ARD) to the MSRB

Question and Answer Notice: Rules G-37 and G-38

MSRB Review of Rule G-37

Request for Comments on Real-Time Reporting of Municipal Securities Transactions

Revised Forms Containing MSRB’s New Address

MSRB’s New Address and Phone Number as of May 7, 2001

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market