Regulatory Documents

Select regulatory documents by category:

Notice 2004-35 - Informational Notice

Publication date: 10/26/2004

Notice of Filing of Proposal to Create the Real-Time Transaction Price Service and Establish an Annual Subscription Fee

Notice 2004-34 - Informational Notice

Publication date: 10/25/2004

Amendments Approved to Remove Exemptions from Regulatory Element of Continuing Education Program

Rule Number:

Rule G-3

Notice 2004-33 - Informational Notice

Publication date: 10/12/2004

Correction to MSRB Notice 2004-32 Requesting Comments on Revised Draft Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business

Rule Number:

Rule G-37

Notice 2004-31 - Informational Notice

Publication date: 09/28/2004

Notice on Automated Comparison and Transaction Reporting of Certain Inter-Dealer Transactions in When-Issued Municipal Securities: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-30 - Informational Notice

Publication date: 09/15/2004

Notice of Proposed Rule Change to Offer New Historical Data Product

Notice 2004-29 - Informational Notice

Publication date: 09/02/2004

Approval By the SEC of Real-Time Transaction Reporting and Price Dissemination: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-28 - Informational Notice

Publication date: 08/26/2004

MSRB and TBMA to Hold Compliance Seminar

Notice 2004-27 - Informational Notice

Publication date: 08/05/2004

Amendments Filed to Remove Exemptions from Regulatory Element of Continuing Education Program

Rule Number:

Rule G-3

Notice 2004-26 - Informational Notice

Publication date: 08/03/2004

Notice of Technical Amendments to Rule G-3, on Professional Qualifications

Rule Number:

Rule G-3

Notice 2004-25 - Informational Notice

Publication date: 08/02/2004

Withdrawal of Filing on Marketing of 529 College Savings Plans in the Workplace

Notice 2004-24a - Informational Notice

Publication date: 07/28/2004

Real-Time Transaction Reporting: Revised RTRS Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-23 - Informational Notice

Publication date: 07/28/2004

XML Interface to the Electronic OS/ARD Submission System of the Municipal Securities Information Library® Becomes Operational

Notice 2004-24 - Informational Notice

Publication date: 07/28/2004

Real-Time Transaction Reporting: Summary of Revised Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-22 - Informational Notice

Publication date: 06/25/2004

MSRB Publishes File Specifications for Upcoming XML Interface to the Electronic OS/ARD Submission System of the Municipal Securities Information Library®

Notice 2004-20 - Informational Notice

Publication date: 06/24/2004

Real-Time Transaction Reporting: Summary of Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-21 - Informational Notice

Publication date: 06/24/2004

MSRB Will Make Form RTRS Available On-Line

Notice 2004-21a - Informational Notice

Publication date: 06/24/2004

REAL-TIME TRANSACTION REPORTING: RTRS CERTIFICATION TESTING PLAN

Notice 2004-19 - Informational Notice

Publication date: 06/18/2004

Rule G-14: Reporting of Transactions Arising from Repurchase Agreements

Rule Number:

Rule G-14

Notice 2004-14 - Informational Notice

Publication date: 06/04/2004

Notice on Certain Inter-Dealer Transfers of Municipal Securities: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-15 - Informational Notice

Publication date: 06/04/2004

Reminder Notice Concerning RTTM Implementation Date and Requirement for Comparison of Cash and Next-Day Trades: Rule G-12(f)

Rule Number:

Rule G-12

Notice 2004-13 - Informational Notice

Publication date: 06/01/2004

Real-Time Transaction Reporting: Notice of Filing of Proposed Rule Change to Rules G-14 and G-12(f)

Rule Number:

Rule G-12, Rule G-14

Notice 2004-10 - Informational Notice

Publication date: 03/22/2004

MSRB and TBMA Hold Compliance Seminar on May 1, 2004 in Chicago, IL

Notice 2004-09 - Informational Notice

Publication date: 03/03/2004

Notice on Deliveries of Step Out Transactions Through the Automated Comparison System

Rule Number:

Rule G-14

Notice 2004-08 - Informational Notice

Publication date: 02/25/2004

Additional Questions and Answers: Rules G-37 and G-38

Rule Number:

Rule G-37

Notice 2004-07 - Informational Notice

Publication date: 02/13/2004

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Notice of Filing of Proposal to Create the Real-Time Transaction Price Service and Establish an Annual Subscription Fee

Amendments Approved to Remove Exemptions from Regulatory Element of Continuing Education Program

Correction to MSRB Notice 2004-32 Requesting Comments on Revised Draft Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business

Notice on Automated Comparison and Transaction Reporting of Certain Inter-Dealer Transactions in When-Issued Municipal Securities: Rules G-12(f) and G-14

Notice of Proposed Rule Change to Offer New Historical Data Product

Approval By the SEC of Real-Time Transaction Reporting and Price Dissemination: Rules G-12(f) and G-14

MSRB and TBMA to Hold Compliance Seminar

Amendments Filed to Remove Exemptions from Regulatory Element of Continuing Education Program

Notice of Technical Amendments to Rule G-3, on Professional Qualifications

Withdrawal of Filing on Marketing of 529 College Savings Plans in the Workplace

Real-Time Transaction Reporting: Revised RTRS Certification Test Plan

XML Interface to the Electronic OS/ARD Submission System of the Municipal Securities Information Library® Becomes Operational

Real-Time Transaction Reporting: Summary of Revised Certification Test Plan

MSRB Publishes File Specifications for Upcoming XML Interface to the Electronic OS/ARD Submission System of the Municipal Securities Information Library®

Real-Time Transaction Reporting: Summary of Certification Test Plan

MSRB Will Make Form RTRS Available On-Line

REAL-TIME TRANSACTION REPORTING: RTRS CERTIFICATION TESTING PLAN

Rule G-14: Reporting of Transactions Arising from Repurchase Agreements

Notice on Certain Inter-Dealer Transfers of Municipal Securities: Rules G-12(f) and G-14

Reminder Notice Concerning RTTM Implementation Date and Requirement for Comparison of Cash and Next-Day Trades: Rule G-12(f)

Real-Time Transaction Reporting: Notice of Filing of Proposed Rule Change to Rules G-14 and G-12(f)

MSRB and TBMA Hold Compliance Seminar on May 1, 2004 in Chicago, IL

Notice on Deliveries of Step Out Transactions Through the Automated Comparison System

Additional Questions and Answers: Rules G-37 and G-38

Financial Statements-Fiscal Years Ended September 30, 2003 and 2002

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market