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Rules with Recent

Expanded Compact
Number Name Status Rule Category Regulated Entity
Rule G-47 Time of Trade Disclosure
Fair Practice Dealers, Bank Dealers, Municipal Fund Securities
Rule A-17 Confidentiality of Examination Reports
Rule D-13 "Municipal Advisory Activities" Municipal Advisors
Rule G-47
Last Updated: 03/03/2025
Time of Trade Disclosure

Rule Summary: Requires dealers to disclose to customers at or prior to the time of trade all material information known or available publicly through established industry sources.

Rule for:

Dealers, Bank Dealers, Municipal Fund Securities

Status:
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Request for Comment (12/11/2024)
Concept Release: MSRB Requests Comment on Potential Modernization of Municipal Fund Securities Disclosure Obligations
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Guidance (03/03/2025)
Time of Trade Disclosures in Inter-Dealer Transactions
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Rule A-17
Last Updated: No amendment history
Confidentiality of Examination Reports
Status:
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Rule D-13
Last Updated: No amendment history
"Municipal Advisory Activities"
Rule for:

Municipal Advisors

Status:
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