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Expanded Compact
Rule G-18
Last Updated: 09/17/2015
Best Execution

Rule Summary: Requires dealers to use reasonable diligence to ascertain the best market for the subject security and buy or sell in that market so that the resultant price to the customer is as favorable as possible under prevailing market conditions.

Rule for:

Dealers, Bank Dealers

Status:
Rule A-17
Last Updated: No amendment history
Confidentiality of Examination Reports
Status:
Rule D-15
Last Updated: No amendment history
Sophisticated Municipal Market Professional
Rule for:

Dealers, Bank Dealers

Status:
Request for Comment (11/03/2025)
Request for Comment on MSRB Rule D-15 Defining the Term Sophisticated Municipal Market Professional
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