Click to see Rules that have recent rulemaking activity or compliance resources:
Rule G-33
Last Updated:
03/08/2016
Calculations
Rule Summary: Prescribes standard formulas for the computation of accrued interest, dollar price and yield; sets standards for accuracy; and establishes day-counting methods.
Rule for:
Dealers, Bank Dealers
Status:
Rule G-42
Last Updated:
05/07/2018
Duties of Non-Solicitor Municipal Advisors
Rule Summary: Establishes the core standards of conduct and duties of municipal advisors when engaging in municipal advisory activities (as defined in this rule).
Rule for:
Municipal Advisors, Municipal Fund Securities
Status:
Rule D-4
Last Updated:
No amendment history
