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Expanded Compact
Number Name Status Rule Category Regulated Entity
Rule G-6 Fidelity Bonding Requirements Regulated Entity Administration Dealers
Rule G-18 Best Execution Fair Practice Dealers, Bank Dealers
Rule G-6
Last Updated: 06/15/1999
Fidelity Bonding Requirements

Rule Summary: Requires dealers that are members of a registered securities association to meet the fidelity bonding requirements set by the association, as a prerequisite to qualification for purposes of MSRB Rule G-2.

Rule for:

Dealers

Status:
Rule G-18
Last Updated: 09/17/2015
Best Execution

Rule Summary: Requires dealers to use reasonable diligence to ascertain the best market for the subject security and buy or sell in that market so that the resultant price to the customer is as favorable as possible under prevailing market conditions.

Rule for:

Dealers, Bank Dealers

Status:
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