Select Resources by format:
MSRB Registration Checklist Form A-12
Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers
MSRB Rules
MSRB Webinar: Compliance on Demand: Rule G-20 - Gifts, Gratuities, Non-Cash Compensation and Expenses of Issuance (1 CPE Credit)
Municipal Securities Dealers, Municipal Advisors, Issuers, Bank Dealers, Dealers
MSRB Rules
Frequently Asked Questions Related to COVID-19 Pandemic Regulatory Relief
Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers
MSRB Rules
Submitting Primary Market Disclosures for a New Issue
Issuers, Dealers
MSRB Rules, Official Statements, Primary Market
Adding to or Removing an Issue or a Series from a Primary Market Submission
Municipal Securities Dealers, Bank Dealers, Dealers
MSRB Rules, Primary Market
Submitting Remarketing Data and Information
Municipal Securities Dealers, Bank Dealers, Dealers
MSRB Rules, Primary Market
Submitting an Advance Refunding
Municipal Securities Dealers, Bank Dealers, Dealers
MSRB Rules, Official Statements, Primary Market
Submitting a Security Ineligible for CUSIP Assignment
Municipal Securities Dealers, Bank Dealers, Dealers
Continuing Disclosure, MSRB Rules, Official Statements, Primary Market
Submitting Commercial Paper for a Primary Offering
Municipal Securities Dealers, Bank Dealers, Dealers
MSRB Rules, Official Statements, Primary Market
Building the Board
Municipal Advisors, Issuers, Investors, General Public, Dealers
MSRB Rules
The Path to Systems Modernization
Municipal Advisors, Issuers, Investors, General Public
MSRB Rules
Enhancing Board Governance
Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public, Bank Dealers, Dealers
MSRB Rules
Leading through Crisis
Municipal Advisors, Issuers, Investors, General Public, Dealers
Continuing Disclosure, MSRB Rules, Pricing
Working with Financial Professionals
Issuers, Investors, General Public
MSRB Rules
EMMA Trade Monitor
Issuers
Deal Team, Monitoring, Pricing, Secondary Market
The Issuance Process
Municipal Advisors, Issuers, Investors, General Public, Dealers
Continuing Disclosure, Deal Team, Official Statements, Primary Market
Overview of Disclosure Obligations for a Primary Offering
Municipal Advisors, Issuers, Investors, Dealers
Continuing Disclosure, MSRB Rules, Official Statements
What to Expect from Your Municipal Advisor
Municipal Advisors, Issuers
MSRB Rules, Pricing, Primary Market
Financial Consideration for Hiring Municipal Advisors
Municipal Advisors, Issuers
Deal Team, Primary Market
Financing-Team.pdf
Municipal Advisors, Issuers, Dealers
Deal Team, Primary Market
What to Expect from Your Underwriter
Issuers, Dealers
MSRB Rules, Pricing, Primary Market
Duties and Obligations of Dealers and Municipal Advisors to Issuers
Municipal Advisors, Issuers, Dealers
Continuing Disclosure, MSRB Rules, Official Statements, Primary Market