Regulatory Documents

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Notice 2023-06 - Approval Notice

Publication date: 05/30/2023

MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1

Information for:

Dealers

Rule Number:

Rule G-12, Rule G-15

Notice 2018-17 - Regulatory Reminder

Publication date: 08/14/2018

Compliance Advisory for Brokers, Dealers and Municipal Securities Dealers

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-11, Rule G-15, Rule G-18, Rule G-19, Rule G-23, Rule G-27, Rule G-30

Notice 2018-07 - Regulatory Reminder

Publication date: 04/12/2018

Notice Regarding Transactions in the Municipal Securities of Distressed Municipalities

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15, Rule G-19, Rule G-30, Rule G-47

Notice 2018-06 - Informational Notice

Publication date: 04/04/2018

MSRB Provides Investor Education Resources on New Mark-up Disclosure Requirements

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15, Rule G-30

Notice 2018-05 -

Publication date: 03/19/2018

MSRB Provides New and Updated FAQs on Confirmation Disclosure and Prevailing Market Price

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15, Rule G-30

Notice 2017-12 - Informational Notice

Publication date: 07/12/2017

MSRB Provides Implementation Guidance on Confirmation Disclosure and Prevailing Market Price

Information for:

Bank Dealers, Dealers, Investors

Rule Number:

Rule G-15, Rule G-30

Notice 2017-07 - Informational Notice

Publication date: 03/28/2017

MSRB Announces Date of Transition to a Two-Day Settlement Cycle for Municipal Securities Transactions

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-12, Rule G-15

Notice 2016-28 - Approval Notice

Publication date: 11/29/2016

New Disclosure Requirements Under MSRB Rule G-15 and Prevailing Market Price Guidance Pursuant to Rule G-30 Effective May 14, 2018

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15, Rule G-30

Notice 2016-15 - Informational Notice

Publication date: 05/02/2016

MSRB to Amend Rules to Define Two-Day Settlement Cycle

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-12, Rule G-15

Notice 2015-19 - Informational Notice

Publication date: 10/20/2015

MSRB Extends Comment Deadline on Confirmation Disclosure Proposal

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15

Notice 2009-49 - Informational Notice

Publication date: 08/25/2009

Build America Bonds: Reminder of Rule G-15(a) Customer Confirmation Yield Disclosure Requirement

Rule Number:

Rule G-15

Notice 2009-41 - Informational Notice

Publication date: 07/10/2009

Applicability of MSRB Rules to California Registered Warrants

Rule Number:

Rule G-15, Rule G-17, Rule G-19, Rule G-30

Notice 2008-04 - Informational Notice

Publication date: 01/22/2008

Bond Insurance Ratings -- Application of MSRB Rules

Rule Number:

Rule G-15, Rule G-17, Rule G-19, Rule G-30

Notice 2002-20 - Informational Notice

Publication date: 05/15/2002

Reminder of Effective Date of Rule G-15 Amendment Concerning Minimum Denominations

Rule Number:

Rule G-15, Rule G-17

Notice 2002-09 - Informational Notice

Publication date: 03/25/2002

Approval of Amendments Concerning Official Communications

Rule Number:

Rule G-15, Rule G-8

Notice 2002-05 - Informational Notice

Publication date: 01/31/2002

Approval of Amendments Concerning Minimum Denominations

Rule Number:

Rule G-15, Rule G-17, Rule G-8

Notice 2001-41 - Informational Notice

Publication date: 11/06/2001

Proposed Rule Change Filed Concerning Official Communications

Rule Number:

Rule G-15, Rule G-8

Notice 2001-39 - Informational Notice

Publication date: 10/16/2001

Proposed Rule Change Concerning Minimum Denominations Filed with the Securities and Exchange Commission

Rule Number:

Rule G-15, Rule G-17, Rule G-8

Notice 2001-23 - Informational Notice

Publication date: 06/13/2001

Notice Concerning Flat Transaction Fees

Rule Number:

Rule G-15

Notice 2001-02 - Informational Notice

Publication date: 01/19/2001

Municipal Fund Securities – Rule Changes Approved by the Securities and Exchange Commission

Rule Number:

Rule D-12, Rule A-13, Rule G-3, Rule G-8, Rule G-14, Rule G-15, Rule G-26, Rule G-32, Rule G-34

Notice 2001-01 - Informational Notice

Publication date: 01/09/2001

Reminder of Appropriate Transaction Reporting Procedures for Transactions Effected by Dealers Using Clearing Brokers

Rule Number:

Rule G-14, Rule G-8, Rule G-15

Notice 2000-22 - Informational Notice

Publication date: 07/14/2000

Technical Amendments Filed

Rule Number:

Rule G-8, Rule G-15

Notice 2000-19 - Informational Notice

Publication date: 05/02/2000

Technical Amendments Filed

Rule Number:

Rule A-3, Rule G-15, Rule G-17, Rule G-18

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1

Compliance Advisory for Brokers, Dealers and Municipal Securities Dealers

Notice Regarding Transactions in the Municipal Securities of Distressed Municipalities

MSRB Provides Investor Education Resources on New Mark-up Disclosure Requirements

MSRB Provides New and Updated FAQs on Confirmation Disclosure and Prevailing Market Price

MSRB Provides Implementation Guidance on Confirmation Disclosure and Prevailing Market Price

MSRB Announces Date of Transition to a Two-Day Settlement Cycle for Municipal Securities Transactions

New Disclosure Requirements Under MSRB Rule G-15 and Prevailing Market Price Guidance Pursuant to Rule G-30 Effective May 14, 2018

MSRB to Amend Rules to Define Two-Day Settlement Cycle

MSRB Extends Comment Deadline on Confirmation Disclosure Proposal

Build America Bonds: Reminder of Rule G-15(a) Customer Confirmation Yield Disclosure Requirement

Applicability of MSRB Rules to California Registered Warrants

Bond Insurance Ratings -- Application of MSRB Rules

Reminder of Effective Date of Rule G-15 Amendment Concerning Minimum Denominations

Approval of Amendments Concerning Official Communications

Approval of Amendments Concerning Minimum Denominations

Proposed Rule Change Filed Concerning Official Communications

Proposed Rule Change Concerning Minimum Denominations Filed with the Securities and Exchange Commission

Notice Concerning Flat Transaction Fees

Municipal Fund Securities – Rule Changes Approved by the Securities and Exchange Commission

Reminder of Appropriate Transaction Reporting Procedures for Transactions Effected by Dealers Using Clearing Brokers

Technical Amendments Filed

Technical Amendments Filed

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market