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Notice 2021-16 - Informational Notice
Publication date:
MSRB Extends Comment Deadline on Request for Comment on New Issue Pricing Resources
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-9, Rule G-17, Rule G-27, Rule G-42, Rule G-44

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Notice 2021-03 - Informational Notice
Publication date:
MSRB Reminds Dealers of the March 31, 2021 Compliance Date for the Revised Interpretive Notice of Underwriters’ Fair Dealing Obligations to Issuers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17

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Notice 2021-02 - Informational Notice
Publication date:
MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-8, Rule G-12, Rule G-14, Rule G-16, Rule G-17, Rule G-20, Rule G-23, Rule G-33, Rule G-37, Rule G-38

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Notice 2020-03 - Informational Notice
Publication date:
MSRB Establishes Compliance Date for Revised Interpretive Notice of Underwriters' Fair Dealing Obligations to Issuers
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-17

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Notice 2019-20 - Approval Notice
Publication date:
SEC Approves Amendments to Underwriters’ Fair Dealing Obligations to Issuers Under Rule G-17
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-17

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Notice 2018-18 - Regulatory Reminder
Publication date:
Compliance Advisory for Municipal Advisors
Information for:

General Public, Investors, Issuers, Municipal Advisors

Rule Number:

Rule G-2, Rule G-3, Rule G-8, Rule G-9, Rule G-10, Rule G-17, Rule G-20, Rule G-37, Rule G-42, Rule G-44

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Notice 2017-08 - Informational Notice
Publication date:
Application of MSRB Rules to Solicitor Municipal Advisors
Information for:

Municipal Advisors

Rule Number:

Rule G-2, Rule G-3, Rule G-5, Rule G-8, Rule G-9, Rule G-10, Rule G-17, Rule G-20, Rule G-37, Rule G-44, Rule A-11, Rule A-12, Rule A-16

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Notice 2014-11 - Informational Notice
Publication date:
MSRB to Consolidate Dealers' Fair-Pricing Obligations into MSRB Rule G-30
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17, Rule G-18, Rule G-30, Rule G-48

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Notice 2013-13 - Informational Notice
Publication date:
Notice Regarding Transactions in Direct-Pay Municipal Bonds Subject to Subsidy Reductions Due to the Federal Sequester
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-30

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Notice 2013-08 - Informational Notice
Publication date:
MSRB Answers Frequently Asked Questions (FAQs) Regarding an Underwriter’s Disclosure Obligations to State and Local Government Issuers under Rule G-17
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17

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Notice 2012-39 - Informational Notice
Publication date:
Reminder of Effective Date of New Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17

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Notice 2012-38 - Informational Notice
Publication date:
Guidance on Implementation of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17

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Notice 2012-20 - Informational Notice
Publication date:
MSRB Reminds Dealers of Limits on Redactions of SHORT System Documents
Rule Number:

Rule G-17, Rule G-34

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Notice 2011-36 - Informational Notice
Publication date:
Interpretive Guidance Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities
Rule Number:

Rule G-17

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Notice 2010-59 - Informational Notice
Publication date:
MSRB Fair Dealing Rule for Municipal Advisors Approved
Rule Number:

Rule G-17

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Notice 2010-26 - Informational Notice
Publication date:
Priority of Orders in Primary Offerings Proposed Rule Change Approved
Rule Number:

Rule G-8, Rule G-9, Rule G-11, Rule G-17

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Notice 2010-23 - Informational Notice
Publication date:
MSRB Amends Proposal on Priority of Orders in Primary Offerings
Rule Number:

Rule G-8, Rule G-11, Rule G-17

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Notice 2009-54 - Informational Notice
Publication date:
Reminder Notice on Fair Practice Duties to Issuers of Municipal Securities
Rule Number:

Rule G-17, Rule G-20

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