Regulatory Documents

Select regulatory documents by category:

Notice 2025-07 - Informational Notice

Publication date: 10/30/2025

MSRB Seeks Volunteers for Compliance Advisory Group

Information for:

Bank Dealers, Dealers, Investors, Issuers, Municipal Advisors

Notice 2025-06 - Informational Notice

Publication date: 10/14/2025

Issuer and Investor Notification: Posting and Accessing Preliminary Official Statements on EMMA

Information for:

Dealers, General Public, Investors, Issuers, Municipal Advisors

Notice 2025-05 - Approval Notice

Publication date: 09/17/2025

SEC Approves Amendments to MSRB Rule G-14 on Reporting of Transaction Prices

Information for:

General Public, Investors

Rule Number:

Rule G-12, Rule G-14, IF-1

Notice 2025-04 - Informational Notice

Publication date: 02/05/2025

Delayed Announcement of Effective Date for Amendment to MSRB Rule G-14 to Shorten Timeframe for Reporting Transactions in Municipal Securities

Information for:

General Public, Investors

Rule Number:

Rule G-12, Rule G-14, IF-1

Notice 2025-03 - Informational Notice

Publication date: 01/17/2025

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Information for:

Municipal Advisors

Rule Number:

Rule A-18

Notice 2025-01 - Informational Notice

Publication date: 01/02/2025

Notice Concerning Trades Effected on January 9, 2025 – National Day of Mourning for Former President James Earl Carter, Jr.

Information for:

Dealers, General Public, Investors

Rule Number:

Rule G-14

Notice 2004-42 - Informational Notice

Publication date: 12/16/2004

Notice of Filing of Amendments Relating to Advertisements of Municipal Fund Securities

Rule Number:

Rule G-17, Rule G-21

Notice 2004-40 - Informational Notice

Publication date: 12/10/2004

Reminder Notice on "List Offering Price" AND THREE-HOUR EXCEPTION for Real-time Transaction Reporting: Rule G-14

Rule Number:

Rule G-14

Notice 2004-41 - Informational Notice

Publication date: 12/10/2004

SEC Approves Proposal to Create the Real-Time Transaction Price Service and Establish an Annual Subscription Fee

Notice 2004-39 - Informational Notice

Publication date: 11/23/2004

SEC Approves New Historical Data Product

Notice 2004-38 - Informational Notice

Publication date: 11/22/2004

Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting

Rule Number:

Rule G-14, Rule G-34

Notice 2004-36 - Informational Notice

Publication date: 11/17/2004

Notice of Filing of Implementation Plan for Real-Time Transaction Reporting System

Rule Number:

Rule G-12, Rule G-14

Notice 2004-37 - Informational Notice

Publication date: 11/17/2004

Reminder of December 15 Deadline for Testing Real-Time Trade Reporting Capabilities

Rule Number:

Rule G-12, Rule G-14

Notice 2004-35 - Informational Notice

Publication date: 10/26/2004

Notice of Filing of Proposal to Create the Real-Time Transaction Price Service and Establish an Annual Subscription Fee

Notice 2004-34 - Informational Notice

Publication date: 10/25/2004

Amendments Approved to Remove Exemptions from Regulatory Element of Continuing Education Program

Rule Number:

Rule G-3

Notice 2004-33 - Informational Notice

Publication date: 10/12/2004

Correction to MSRB Notice 2004-32 Requesting Comments on Revised Draft Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business

Rule Number:

Rule G-37

Notice 2004-31 - Informational Notice

Publication date: 09/28/2004

Notice on Automated Comparison and Transaction Reporting of Certain Inter-Dealer Transactions in When-Issued Municipal Securities: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-30 - Informational Notice

Publication date: 09/15/2004

Notice of Proposed Rule Change to Offer New Historical Data Product

Notice 2004-29 - Informational Notice

Publication date: 09/02/2004

Approval By the SEC of Real-Time Transaction Reporting and Price Dissemination: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-28 - Informational Notice

Publication date: 08/26/2004

MSRB and TBMA to Hold Compliance Seminar

Notice 2004-27 - Informational Notice

Publication date: 08/05/2004

Amendments Filed to Remove Exemptions from Regulatory Element of Continuing Education Program

Rule Number:

Rule G-3

Notice 2004-26 - Informational Notice

Publication date: 08/03/2004

Notice of Technical Amendments to Rule G-3, on Professional Qualifications

Rule Number:

Rule G-3

Notice 2004-25 - Informational Notice

Publication date: 08/02/2004

Withdrawal of Filing on Marketing of 529 College Savings Plans in the Workplace

Notice 2004-23 - Informational Notice

Publication date: 07/28/2004

XML Interface to the Electronic OS/ARD Submission System of the Municipal Securities Information Library® Becomes Operational

Notice 2004-24 - Informational Notice

Publication date: 07/28/2004

Real-Time Transaction Reporting: Summary of Revised Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Seeks Volunteers for Compliance Advisory Group

Issuer and Investor Notification: Posting and Accessing Preliminary Official Statements on EMMA

SEC Approves Amendments to MSRB Rule G-14 on Reporting of Transaction Prices

Delayed Announcement of Effective Date for Amendment to MSRB Rule G-14 to Shorten Timeframe for Reporting Transactions in Municipal Securities

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Notice Concerning Trades Effected on January 9, 2025 – National Day of Mourning for Former President James Earl Carter, Jr.

Notice of Filing of Amendments Relating to Advertisements of Municipal Fund Securities

Reminder Notice on "List Offering Price" AND THREE-HOUR EXCEPTION for Real-time Transaction Reporting: Rule G-14

SEC Approves Proposal to Create the Real-Time Transaction Price Service and Establish an Annual Subscription Fee

SEC Approves New Historical Data Product

Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting

Notice of Filing of Implementation Plan for Real-Time Transaction Reporting System

Reminder of December 15 Deadline for Testing Real-Time Trade Reporting Capabilities

Notice of Filing of Proposal to Create the Real-Time Transaction Price Service and Establish an Annual Subscription Fee

Amendments Approved to Remove Exemptions from Regulatory Element of Continuing Education Program

Correction to MSRB Notice 2004-32 Requesting Comments on Revised Draft Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business

Notice on Automated Comparison and Transaction Reporting of Certain Inter-Dealer Transactions in When-Issued Municipal Securities: Rules G-12(f) and G-14

Notice of Proposed Rule Change to Offer New Historical Data Product

Approval By the SEC of Real-Time Transaction Reporting and Price Dissemination: Rules G-12(f) and G-14

MSRB and TBMA to Hold Compliance Seminar

Amendments Filed to Remove Exemptions from Regulatory Element of Continuing Education Program

Notice of Technical Amendments to Rule G-3, on Professional Qualifications

Withdrawal of Filing on Marketing of 529 College Savings Plans in the Workplace

XML Interface to the Electronic OS/ARD Submission System of the Municipal Securities Information Library® Becomes Operational

Real-Time Transaction Reporting: Summary of Revised Certification Test Plan

Guidance, Notices & Resources

MSRB Rule Book

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the
Municipal Market