Regulatory Documents

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Notice 2025-07 - Informational Notice

Publication date: 10/30/2025

MSRB Seeks Volunteers for Compliance Advisory Group

Information for:

Bank Dealers, Dealers, Investors, Issuers, Municipal Advisors

Notice 2025-06 - Informational Notice

Publication date: 10/14/2025

Issuer and Investor Notification: Posting and Accessing Preliminary Official Statements on EMMA

Information for:

Dealers, General Public, Investors, Issuers, Municipal Advisors

Notice 2025-05 - Approval Notice

Publication date: 09/17/2025

SEC Approves Amendments to MSRB Rule G-14 on Reporting of Transaction Prices

Information for:

General Public, Investors

Rule Number:

Rule G-12, Rule G-14, IF-1

Notice 2025-04 - Informational Notice

Publication date: 02/05/2025

Delayed Announcement of Effective Date for Amendment to MSRB Rule G-14 to Shorten Timeframe for Reporting Transactions in Municipal Securities

Information for:

General Public, Investors

Rule Number:

Rule G-12, Rule G-14, IF-1

Notice 2025-03 - Informational Notice

Publication date: 01/17/2025

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Information for:

Municipal Advisors

Rule Number:

Rule A-18

Notice 2025-01 - Informational Notice

Publication date: 01/02/2025

Notice Concerning Trades Effected on January 9, 2025 – National Day of Mourning for Former President James Earl Carter, Jr.

Information for:

Dealers, General Public, Investors

Rule Number:

Rule G-14

Notice 2011-69 - Informational Notice

Publication date: 12/19/2011

SEC Approves Amendments to MSRB Rule G-16 to Facilitate Risk-Based Compliance Examinations and Amendments to MSRB Rule G-9, on Preservation of Records

Notice 2011-68 - Informational Notice

Publication date: 12/05/2011

MSRB to Host Education and Outreach Seminar in Miami

Notice 2011-66 - Informational Notice

Publication date: 11/28/2011

Reminder that Revised MSRB Rule G-23 Concerning the Activities of Financial Advisors Becomes Effective Today

Rule Number:

Rule G-23

Notice 2011-65 - Informational Notice

Publication date: 11/18/2011

Reminder of Upcoming Effective Date of Revised MSRB Rule G-23 Concerning the Activities of Financial Advisors

Rule Number:

Rule G-23

Notice 2011-64 - Informational Notice

Publication date: 11/14/2011

Amendments to EMMA to Provide Credit Ratings and Related Information for Municipal Securities on EMMA Effective November 21, 2011

Notice 2011-62 - Informational Notice

Publication date: 11/07/2011

Changes to Registration of Municipal Securities Professionals and Reminder of Supervisory Obligations of Principals

Rule Number:

Rule G-3, Rule G-27

Notice 2011-61 - Informational Notice

Publication date: 11/03/2011

MSRB Amends Proposal on Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities

Rule Number:

Rule G-17

Notice 2011-60 - Informational Notice

Publication date: 10/13/2011

MSRB Files with the SEC Amendments to Rule G-16 to Facilitate Risk-based Compliance Exams and to Rule G-9, on Preservation of Records

Rule Number:

Rule G-9, Rule G-16

Notice 2011-59 - Informational Notice

Publication date: 10/05/2011

MSRB to Host Education and Outreach Seminar in New York

Notice 2011-58 - Informational Notice

Publication date: 10/04/2011

Notice of Publication of an MSRB Systems Holiday Schedule and Reminder of Procedures for Submission of Information Under MSRB Rules Surrounding Non-Business Days (Rules G-14, G-32 and G-34)

Rule Number:

Rule G-14, Rule G-32, Rule G-34

Notice 2011-57 - Informational Notice

Publication date: 10/03/2011

SEC Approves MSRB Proposal Regarding Board Composition; Changes Filed to Articles of Incorporation

Notice 2011-55 - Informational Notice

Publication date: 09/15/2011

Reminder of September 22, 2011 Deadline in Rule G-34(c) for Dealer Submission of ARS and VRDO Documents to the SHORT System

Rule Number:

Rule G-34

Notice 2011-54 - Informational Notice

Publication date: 09/13/2011

Rule Changes Filed With SEC Regarding Qualification as a Municipal Securities Representative and Information Concerning Associated Persons

Rule Number:

Rule G-3, Rule G-7

Notice 2011-51 - Informational Notice

Publication date: 09/12/2011

MSRB Withdraws Pending Municipal Advisor Rule Proposals

Notice 2011-53 - Informational Notice

Publication date: 09/12/2011

MSRB Files Proposed Rule Change with SEC to Extend the Effective Date of Amendments to EMMA to Provide Credit Ratings and Related Information for Municipal Securities on EMMA

Notice 2011-52 - Informational Notice

Publication date: 09/12/2011

Potential Applicability of MSRB Rules to Certain “Direct Purchases” and “Bank Loans”

Notice 2011-49 - Informational Notice

Publication date: 08/24/2011

MSRB Files Interpretive Notice Concerning the Application of MSRB Rule G-17 to Municipal Advisors Advising Obligated Persons or Soliciting Municipal Entities on Behalf of Others

Rule Number:

Rule G-17

Notice 2011-48 - Informational Notice

Publication date: 08/23/2011

MSRB Files Municipal Advisor Fiduciary Duty Rule and Interpretive Notice

Notice 2011-47 - Informational Notice

Publication date: 08/22/2011

MSRB Files Rule G-44 (On Supervision of Municipal Advisory Activities) and Associated Amendments to Rule G-8 (On Books and Records) and G-9 (On Preservation of Records)

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Seeks Volunteers for Compliance Advisory Group

Issuer and Investor Notification: Posting and Accessing Preliminary Official Statements on EMMA

SEC Approves Amendments to MSRB Rule G-14 on Reporting of Transaction Prices

Delayed Announcement of Effective Date for Amendment to MSRB Rule G-14 to Shorten Timeframe for Reporting Transactions in Municipal Securities

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Notice Concerning Trades Effected on January 9, 2025 – National Day of Mourning for Former President James Earl Carter, Jr.

SEC Approves Amendments to MSRB Rule G-16 to Facilitate Risk-Based Compliance Examinations and Amendments to MSRB Rule G-9, on Preservation of Records

MSRB to Host Education and Outreach Seminar in Miami

Reminder that Revised MSRB Rule G-23 Concerning the Activities of Financial Advisors Becomes Effective Today

Reminder of Upcoming Effective Date of Revised MSRB Rule G-23 Concerning the Activities of Financial Advisors

Amendments to EMMA to Provide Credit Ratings and Related Information for Municipal Securities on EMMA Effective November 21, 2011

Changes to Registration of Municipal Securities Professionals and Reminder of Supervisory Obligations of Principals

MSRB Amends Proposal on Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities

MSRB Files with the SEC Amendments to Rule G-16 to Facilitate Risk-based Compliance Exams and to Rule G-9, on Preservation of Records

MSRB to Host Education and Outreach Seminar in New York

Notice of Publication of an MSRB Systems Holiday Schedule and Reminder of Procedures for Submission of Information Under MSRB Rules Surrounding Non-Business Days (Rules G-14, G-32 and G-34)

SEC Approves MSRB Proposal Regarding Board Composition; Changes Filed to Articles of Incorporation

Reminder of September 22, 2011 Deadline in Rule G-34(c) for Dealer Submission of ARS and VRDO Documents to the SHORT System

Rule Changes Filed With SEC Regarding Qualification as a Municipal Securities Representative and Information Concerning Associated Persons

MSRB Withdraws Pending Municipal Advisor Rule Proposals

MSRB Files Proposed Rule Change with SEC to Extend the Effective Date of Amendments to EMMA to Provide Credit Ratings and Related Information for Municipal Securities on EMMA

Potential Applicability of MSRB Rules to Certain “Direct Purchases” and “Bank Loans”

MSRB Files Interpretive Notice Concerning the Application of MSRB Rule G-17 to Municipal Advisors Advising Obligated Persons or Soliciting Municipal Entities on Behalf of Others

MSRB Files Municipal Advisor Fiduciary Duty Rule and Interpretive Notice

MSRB Files Rule G-44 (On Supervision of Municipal Advisory Activities) and Associated Amendments to Rule G-8 (On Books and Records) and G-9 (On Preservation of Records)

Guidance, Notices & Resources

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market