Regulatory Documents

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Notice 2007-09 - Informational Notice

Publication date: 02/28/2007

MSRB and SIFMA to Hold Compliance Seminar on May 3, 2007 in Chicago, IL

Notice 2007-08 - Informational Notice

Publication date: 02/12/2007

MSRB Files Amendment to Rule Filing Relating to Advertisements of Municipal Fund Securities

Rule Number:

Rule G-21

Notice 2007-07 - Informational Notice

Publication date: 02/02/2007

New RTRS Error Messages to Be Applied to "Other Tax-Exempt" Transactions: Rule G-14

Rule Number:

Rule G-14

Notice 2007-06 - Informational Notice

Publication date: 01/29/2007

Dealer Payments in Connection with the Municipal Securities Issuance Process

Rule Number:

Rule G-20, Rule G-17, Rule G-27

Notice 2007-05 - Informational Notice

Publication date: 01/25/2007

MSRB Seeks Comments on Draft Rule Changes to Establish an Electronic Access System for Official Statements

Rule Number:

Rule G-8, Rule G-9, Rule G-32

Notice 2007-04 - Informational Notice

Publication date: 01/22/2007

Financial Statements - Fiscal Years Ended September 30, 2006 and 2005

Notice 2007-02 - Informational Notice

Publication date: 01/19/2007

Recommendations Requested for Board Nominations

Notice 2007-03 - Informational Notice

Publication date: 01/19/2007

Reminder Notice on Use of "List Offering Price/Takedown" Indicator: Rule G-14

Rule Number:

Rule G-14

Notice 2007-01 - Informational Notice

Publication date: 01/17/2007

Firm Element Advisory for Continuing Education is Available

Rule Number:

Rule G-3

Notice 2006-36 - Informational Notice

Publication date: 12/29/2006

Notice Concerning Trades Effected on January 2, 2007 -- National Day of Mourning For Former President Gerald Ford

Rule Number:

Rule G-14

Notice 2006-35 - Informational Notice

Publication date: 12/06/2006

Real-Time Transaction Reporting Update: Upcoming Changes in Rule G-14 and RTRS and Reminders on Existing Requirements Under Rule G-14

Rule Number:

Rule G-14

Notice 2006-34 - Informational Notice

Publication date: 12/05/2006

Notice Concerning Changes to the Comparison Eligibility of Certain Inter-dealer Transactions: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2006-33 - Informational Notice

Publication date: 11/24/2006

Notice of Filing of Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention

Rule Number:

Rule G-8, Rule G-9, Rule G-27

Notice 2006-32 - Informational Notice

Publication date: 11/21/2006

MSRB Files Amendments and Interpretive Guidance Relating to Advertisements of Municipal Fund Securities

Rule Number:

Rule G-17, Rule G-21, Rule G-27

Notice 2006-31 - Informational Notice

Publication date: 11/15/2006

RTRS Educational Conference Calls

Notice 2006-30 - Informational Notice

Publication date: 10/31/2006

Reminder of Upcoming RTRS Changes: LOP/TD Indicator and Three-Hour Exception

Rule Number:

Rule G-14

Notice 2006-29 - Informational Notice

Publication date: 10/24/2006

Amendment Filed to Rule A-6, on Committees of the Board

Rule Number:

Rule A-6

Notice 2006-28 - Informational Notice

Publication date: 10/19/2006

Amendments Approved to Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions

Rule Number:

Rule G-14

Notice 2006-27 - Informational Notice

Publication date: 08/15/2006

Notice of Filing of Proposed Rule Change Relating to RTRS Procedures, Under Rule G-14 Reports of Sales or Purchases

Rule Number:

Rule G-14

Notice 2006-25 - Informational Notice

Publication date: 08/11/2006

Revised Series 51 Study Outline Filed with SEC

Rule Number:

Rule G-3

Notice 2006-26 - Request for Comment

Publication date: 08/11/2006 | Comment due: 09/22/2006

Request for Comments on Draft Amendments Relating to Rule G-21, on Advertising

Rule Number:

Rule G-21

No comments available.

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Notice 2006-24 - Informational Notice

Publication date: 08/09/2006

MSRB To Seek Next Generation Leadership

Notice 2006-22 - Informational Notice

Publication date: 08/02/2006

MSRB and TBMA to Hold Compliance Seminar on October 26, 2006

Notice 2006-21 - Request for Comment

Publication date: 07/31/2006 | Comment due: 09/20/2006

Request for Comment on Rule G-14 Transaction Reporting Procedures for Block Order Executions

Rule Number:

Rule G-14

No comments available.

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Notice 2006-20 - Request for Comment

Publication date: 07/31/2006 | Comment due: 09/15/2006

Request for Comment on Draft Procedures For Reporting Special Condition Indicators For Certain Special Trading Situations

Rule Number:

Rule G-14

No comments available.

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Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB and SIFMA to Hold Compliance Seminar on May 3, 2007 in Chicago, IL

MSRB Files Amendment to Rule Filing Relating to Advertisements of Municipal Fund Securities

New RTRS Error Messages to Be Applied to "Other Tax-Exempt" Transactions: Rule G-14

Dealer Payments in Connection with the Municipal Securities Issuance Process

MSRB Seeks Comments on Draft Rule Changes to Establish an Electronic Access System for Official Statements

Financial Statements - Fiscal Years Ended September 30, 2006 and 2005

Recommendations Requested for Board Nominations

Reminder Notice on Use of "List Offering Price/Takedown" Indicator: Rule G-14

Firm Element Advisory for Continuing Education is Available

Notice Concerning Trades Effected on January 2, 2007 -- National Day of Mourning For Former President Gerald Ford

Real-Time Transaction Reporting Update: Upcoming Changes in Rule G-14 and RTRS and Reminders on Existing Requirements Under Rule G-14

Notice Concerning Changes to the Comparison Eligibility of Certain Inter-dealer Transactions: Rules G-12(f) and G-14

Notice of Filing of Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention

MSRB Files Amendments and Interpretive Guidance Relating to Advertisements of Municipal Fund Securities

RTRS Educational Conference Calls

Reminder of Upcoming RTRS Changes: LOP/TD Indicator and Three-Hour Exception

Amendment Filed to Rule A-6, on Committees of the Board

Amendments Approved to Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions

Notice of Filing of Proposed Rule Change Relating to RTRS Procedures, Under Rule G-14 Reports of Sales or Purchases

Revised Series 51 Study Outline Filed with SEC

Request for Comments on Draft Amendments Relating to Rule G-21, on Advertising

MSRB To Seek Next Generation Leadership

MSRB and TBMA to Hold Compliance Seminar on October 26, 2006

Request for Comment on Rule G-14 Transaction Reporting Procedures for Block Order Executions

Request for Comment on Draft Procedures For Reporting Special Condition Indicators For Certain Special Trading Situations

Guidance, Notices & Resources

MSRB Rule Book

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market