Regulatory Documents

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Notice 2005-10 - Informational Notice

Publication date: 02/02/2005

MSRB and TBMA to Hold Compliance Seminar on May 25, 2005 in Chicago, IL

Notice 2005-09 - Informational Notice

Publication date: 01/31/2005

A First for Investors: Real-Time Muni Bond Prices MSRB and BMA Partner to Make New Trading Data Available for Free

Notice 2005-08 - Informational Notice

Publication date: 01/26/2005

Questions and Answers Regarding the Real-Time Transaction Reporting System (RTRS): Trade Submission, Error Feedback, RTRS Web, and Contacting the MSRB by Phone

Rule Number:

Rule G-14

Notice 2005-07 - Informational Notice

Publication date: 01/25/2005

Recommendations Requested for Board Nominations

Notice 2005-06 - Request for Comment

Publication date: 01/21/2005 | Comment due: 03/18/2005

Request for Comments on Revised Draft Amendments Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36 and Rule G-11

Rule Number:

Rule G-11, Rule G-32

No comments available.

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Notice 2005-05 - Informational Notice

Publication date: 01/13/2005

Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-20, on Gifts and Gratuities, and Rule G-8, on Recordkeeping

Rule Number:

Rule G-8, Rule G-20

Notice 2005-04 - Informational Notice

Publication date: 01/12/2005

RTRS Error Feedback

Rule Number:

Rule G-12, Rule G-14

Notice 2005-03 - Informational Notice

Publication date: 01/12/2005

Amendments Approved to Rule G-34 to Facilitate Real-Time Transaction Reporting

Rule Number:

Rule G-34

Notice 2005-02 - Informational Notice

Publication date: 01/10/2005

Real-Time Transaction Reporting: Rule G-14

Rule Number:

Rule G-14

Notice 2004-43 - Request for Comment

Publication date: 12/16/2004 | Comment due: 01/19/2005

Request for Comments on Draft Amendment Relating to Performance Data in Advertisements of Municipal Fund Securities

Rule Number:

Rule G-21

No comments available.

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Notice 2004-42 - Informational Notice

Publication date: 12/16/2004

Notice of Filing of Amendments Relating to Advertisements of Municipal Fund Securities

Rule Number:

Rule G-17, Rule G-21

Notice 2004-40 - Informational Notice

Publication date: 12/10/2004

Reminder Notice on "List Offering Price" AND THREE-HOUR EXCEPTION for Real-time Transaction Reporting: Rule G-14

Rule Number:

Rule G-14

Notice 2004-41 - Informational Notice

Publication date: 12/10/2004

SEC Approves Proposal to Create the Real-Time Transaction Price Service and Establish an Annual Subscription Fee

Notice 2004-39 - Informational Notice

Publication date: 11/23/2004

SEC Approves New Historical Data Product

Notice 2004-38 - Informational Notice

Publication date: 11/22/2004

Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting

Rule Number:

Rule G-14, Rule G-34

Notice 2004-36 - Informational Notice

Publication date: 11/17/2004

Notice of Filing of Implementation Plan for Real-Time Transaction Reporting System

Rule Number:

Rule G-12, Rule G-14

Notice 2004-37 - Informational Notice

Publication date: 11/17/2004

Reminder of December 15 Deadline for Testing Real-Time Trade Reporting Capabilities

Rule Number:

Rule G-12, Rule G-14

Notice 2004-35 - Informational Notice

Publication date: 10/26/2004

Notice of Filing of Proposal to Create the Real-Time Transaction Price Service and Establish an Annual Subscription Fee

Notice 2004-34 - Informational Notice

Publication date: 10/25/2004

Amendments Approved to Remove Exemptions from Regulatory Element of Continuing Education Program

Rule Number:

Rule G-3

Notice 2004-33 - Informational Notice

Publication date: 10/12/2004

Correction to MSRB Notice 2004-32 Requesting Comments on Revised Draft Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business

Rule Number:

Rule G-37

Notice 2004-32 - Request for Comment

Publication date: 09/29/2004 | Comment due: 12/15/2004

Request for Comments on Revised Draft Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business (as modified on October 12, 2004)

Rule Number:

Rule G-8, Rule G-37

No comments available.

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Notice 2004-31 - Informational Notice

Publication date: 09/28/2004

Notice on Automated Comparison and Transaction Reporting of Certain Inter-Dealer Transactions in When-Issued Municipal Securities: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-30 - Informational Notice

Publication date: 09/15/2004

Notice of Proposed Rule Change to Offer New Historical Data Product

Notice 2004-29 - Informational Notice

Publication date: 09/02/2004

Approval By the SEC of Real-Time Transaction Reporting and Price Dissemination: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-28 - Informational Notice

Publication date: 08/26/2004

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB and TBMA to Hold Compliance Seminar on May 25, 2005 in Chicago, IL

A First for Investors: Real-Time Muni Bond Prices MSRB and BMA Partner to Make New Trading Data Available for Free

Questions and Answers Regarding the Real-Time Transaction Reporting System (RTRS): Trade Submission, Error Feedback, RTRS Web, and Contacting the MSRB by Phone

Recommendations Requested for Board Nominations

Request for Comments on Revised Draft Amendments Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36 and Rule G-11

Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-20, on Gifts and Gratuities, and Rule G-8, on Recordkeeping

RTRS Error Feedback

Amendments Approved to Rule G-34 to Facilitate Real-Time Transaction Reporting

Real-Time Transaction Reporting: Rule G-14

Request for Comments on Draft Amendment Relating to Performance Data in Advertisements of Municipal Fund Securities

Notice of Filing of Amendments Relating to Advertisements of Municipal Fund Securities

Reminder Notice on "List Offering Price" AND THREE-HOUR EXCEPTION for Real-time Transaction Reporting: Rule G-14

SEC Approves Proposal to Create the Real-Time Transaction Price Service and Establish an Annual Subscription Fee

SEC Approves New Historical Data Product

Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting

Notice of Filing of Implementation Plan for Real-Time Transaction Reporting System

Reminder of December 15 Deadline for Testing Real-Time Trade Reporting Capabilities

Notice of Filing of Proposal to Create the Real-Time Transaction Price Service and Establish an Annual Subscription Fee

Amendments Approved to Remove Exemptions from Regulatory Element of Continuing Education Program

Correction to MSRB Notice 2004-32 Requesting Comments on Revised Draft Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business

Request for Comments on Revised Draft Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business (as modified on October 12, 2004)

Notice on Automated Comparison and Transaction Reporting of Certain Inter-Dealer Transactions in When-Issued Municipal Securities: Rules G-12(f) and G-14

Notice of Proposed Rule Change to Offer New Historical Data Product

Approval By the SEC of Real-Time Transaction Reporting and Price Dissemination: Rules G-12(f) and G-14

MSRB and TBMA to Hold Compliance Seminar

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the
Municipal Market