Regulatory Documents

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Notice 2012-38 - Informational Notice

Publication date: 07/18/2012

Guidance on Implementation of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17

Notice 2012-37 - Informational Notice

Publication date: 07/09/2012

Reminder of New Definition of Sophisticated Municipal Market Professional (SMMP) and Changes in Applicability of MSRB Rules to Such Market Participants

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-13, Rule G-17, Rule G-18, Rule G-19

Notice 2012-35 - Informational Notice

Publication date: 06/28/2012

MSRB Files Proposed Amendment to Rule G-34 Concerning the Designation of “Not Reoffered” in Connection with New Issues of Municipal Securities

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-34

Notice 2012-34 - Informational Notice

Publication date: 06/25/2012

Securities and Exchange Commission Approves MSRB Proposal on Regulation of Broker’s Brokers

Rule Number:

Rule G-8, Rule G-9, Rule G-18, Rule G-43

Notice 2012-33 - Informational Notice

Publication date: 06/18/2012

EMMA Primary Market, Continuing Disclosure and SHORT System Historical Products Now Available

Notice 2012-32 - Informational Notice

Publication date: 06/15/2012

Reminder of June 16, 2012 Effective Date Regarding Amendments to MSRB Rule G-9 on Preservation of Records

Rule Number:

Rule G-9

Notice 2012-31 - Informational Notice

Publication date: 06/06/2012

MSRB to Hold Webinar on Upcoming Changes to MSRB Rule G-17 Regarding the Duties of Underwriters to State and Local Governments

Notice 2012-30 - Informational Notice

Publication date: 06/04/2012

Reminder of Upcoming Change to Transaction Reporting Requirements and Availability of Technical Specifications

Notice 2012-27 - Informational Notice

Publication date: 05/29/2012

Securities and Exchange Commission Approves Revised MSRB Definition of Sophisticated Municipal Market Professional

Rule Number:

Rule G-13, Rule G-17, Rule G-18, Rule G-19

Notice 2012-26 - Informational Notice

Publication date: 05/15/2012

MSRB and CDIAC Announce Education and Outreach Seminar in San Francisco

Notice 2012-25 - Informational Notice

Publication date: 05/07/2012

Securities and Exchange Commission Approves Interpretive Notice on the Duties of Underwriters to State and Local Government Issuers

Rule Number:

Rule G-17

Notice 2012-24 - Informational Notice

Publication date: 05/03/2012

MSRB Files Partial Amendment to Broker’s Brokers Proposal

Notice 2012-23 - Informational Notice

Publication date: 04/30/2012

MSRB Receives SEC Approval to Provide Additional SHORT System Subscription Service

Notice 2012-22 - Informational Notice

Publication date: 04/30/2012

MSRB Receives SEC Approval to Provide Additional EMMA Primary Market and Continuing Disclosure Historical Products

Notice 2012-21 - Informational Notice

Publication date: 04/17/2012

Reminder of April 30, 2012 Effective Date Regarding Changes to Transaction Reporting Requirements

Notice 2012-20 - Informational Notice

Publication date: 04/11/2012

MSRB Reminds Dealers of Limits on Redactions of SHORT System Documents

Rule Number:

Rule G-17, Rule G-34

Notice 2012-18 - Informational Notice

Publication date: 04/03/2012

Notice Concerning Voluntary Disclosure of Bank Loans to EMMA®

Notice 2012-17 - Informational Notice

Publication date: 03/27/2012

MSRB and SIFMA to Co-Host Municipal Securities Regulation Seminar

Notice 2012-16 - Informational Notice

Publication date: 03/26/2012

MSRB Files Restated Interpretive Notice on Sophisticated Municipal Market Professionals

Notice 2012-15 - Informational Notice

Publication date: 03/21/2012

SEC Approves Amendments to MSRB Rule G-14, on Reports of Sales or Purchases, Including Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System

Rule Number:

Rule G-14

Notice 2012-12 - Informational Notice

Publication date: 03/05/2012

MSRB Files Rule Proposal on Regulation of Broker’s Brokers

Rule Number:

Rule G-8, Rule G-9, Rule G-18

Notice 2012-07 - Informational Notice

Publication date: 02/27/2012

MSRB Files Proposal to Amend the Electronic Municipal Market Access Primary Market and Continuing Disclosure Subscription Services

Notice 2012-08 - Informational Notice

Publication date: 02/27/2012

MSRB Files Proposal to Amend SHORT System Subscription Service

Notice 2012-06 - Informational Notice

Publication date: 02/23/2012

MSRB Publishes Long-Range Market Transparency Plan

Notice 2012-05 - Informational Notice

Publication date: 02/21/2012

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Guidance on Implementation of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities

Reminder of New Definition of Sophisticated Municipal Market Professional (SMMP) and Changes in Applicability of MSRB Rules to Such Market Participants

MSRB Files Proposed Amendment to Rule G-34 Concerning the Designation of “Not Reoffered” in Connection with New Issues of Municipal Securities

Securities and Exchange Commission Approves MSRB Proposal on Regulation of Broker’s Brokers

EMMA Primary Market, Continuing Disclosure and SHORT System Historical Products Now Available

Reminder of June 16, 2012 Effective Date Regarding Amendments to MSRB Rule G-9 on Preservation of Records

MSRB to Hold Webinar on Upcoming Changes to MSRB Rule G-17 Regarding the Duties of Underwriters to State and Local Governments

Reminder of Upcoming Change to Transaction Reporting Requirements and Availability of Technical Specifications

Securities and Exchange Commission Approves Revised MSRB Definition of Sophisticated Municipal Market Professional

MSRB and CDIAC Announce Education and Outreach Seminar in San Francisco

Securities and Exchange Commission Approves Interpretive Notice on the Duties of Underwriters to State and Local Government Issuers

MSRB Files Partial Amendment to Broker’s Brokers Proposal

MSRB Receives SEC Approval to Provide Additional SHORT System Subscription Service

MSRB Receives SEC Approval to Provide Additional EMMA Primary Market and Continuing Disclosure Historical Products

Reminder of April 30, 2012 Effective Date Regarding Changes to Transaction Reporting Requirements

MSRB Reminds Dealers of Limits on Redactions of SHORT System Documents

Notice Concerning Voluntary Disclosure of Bank Loans to EMMA®

MSRB and SIFMA to Co-Host Municipal Securities Regulation Seminar

MSRB Files Restated Interpretive Notice on Sophisticated Municipal Market Professionals

SEC Approves Amendments to MSRB Rule G-14, on Reports of Sales or Purchases, Including Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System

MSRB Files Rule Proposal on Regulation of Broker’s Brokers

MSRB Files Proposal to Amend the Electronic Municipal Market Access Primary Market and Continuing Disclosure Subscription Services

MSRB Files Proposal to Amend SHORT System Subscription Service

MSRB Publishes Long-Range Market Transparency Plan

MSRB and BDA to Co-Host Municipal Securities Regulation Seminar in St. Louis

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market