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Rules with Recent

Expanded Compact
Number Name Status Rule Category Regulated Entity
Rule G-33 Calculations Uniform Practice Dealers, Bank Dealers
Rule G-46 Duties of Solicitor Municipal Advisors
Fair Practice Municipal Advisors, General Public, Issuers
IF-3 Electronic Municipal Market Access System - EMMA
Rule G-33
Last Updated: 03/08/2016
Calculations

Rule Summary: Prescribes standard formulas for the computation of accrued interest, dollar price and yield; sets standards for accuracy; and establishes day-counting methods.

Rule for:

Dealers, Bank Dealers

Status:
Rule G-46
Last Updated: 03/01/2024
Duties of Solicitor Municipal Advisors

Rule Summary: Establishes the core standards of conduct for solicitor municipal advisors when engaging in solicitation activities that would require them to register with the SEC and the MSRB as municipal advisors.

Rule for:

Municipal Advisors, General Public, Issuers

Status:
IF-3
Last Updated: No amendment history
Electronic Municipal Market Access System - EMMA
Status:
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