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Notice 2025-04 - Informational Notice
Publication date:
Delayed Announcement of Effective Date for Amendment to MSRB Rule G-14 to Shorten Timeframe for Reporting Transactions in Municipal Securities
Information for:

General Public, Investors

Rule Number:

Rule G-12, Rule G-14, IF-1

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Notice 2024-12 - Approval Notice
Publication date:
SEC Approves Amendments to MSRB Rule G‐14 to Shorten Timeframe for Reporting Transactions in Municipal Securities
Information for:

Dealers, General Public, Investors

Rule Number:

Rule G-12, Rule G-14, IF-1

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Notice 2024-07 - Informational Notice
Publication date:
MSRB to Retire Select Interpretive Guidance Regarding Inter-Dealer Confirmation Disclosures
Information for:

Bank Dealers, Dealers, General Public, Investors

Rule Number:

Rule G-12, Rule G-15

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Notice 2023-08 - Request for Comment
Publication date: | Comment due:
Request for Comment on Retrospective Rule Review of Rule G-12(c) on Inter-Dealer Confirmations and Related Interpretive Guidance
Information for:

Bank Dealers, Dealers, General Public, Investors

Rule Number:

Rule G-12

  1. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated December 15, 2023
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Notice 2023-06 - Approval Notice
Publication date:
MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1
Information for:

Dealers

Rule Number:

Rule G-12, Rule G-15

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Compliance Resource
Publication date:
Common Compliance Questions & News Library
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-12, Rule G-14, Rule G-17, Rule G-18, Rule G-21, Rule G-30, Rule G-37, Rule G-40, Rule G-42, Rule G-44, Rule A-12

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Notice 2021-02 - Informational Notice
Publication date:
MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-8, Rule G-12, Rule G-14, Rule G-16, Rule G-17, Rule G-20, Rule G-23, Rule G-33, Rule G-37, Rule G-38

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Compliance Resource
Publication date:
FAQs Regarding MSRB Rule G-12 on Close-Outs
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-12

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Notice 2019-14 - Informational Notice
Publication date:
MSRB Announces June 3, 2019 Operative Date for Technical Amendments
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-12, Rule G-20, Rule G-26, Rule G-27, Rule G-35, Rule G-38, Rule G-41, Rule G-45

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Notice 2019-11 - Informational Notice
Publication date:
MSRB Updates Rulebook with Nonsubstantive, Technical Amendments
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-12, Rule G-20, Rule G-26, Rule G-27, Rule G-35, Rule G-38, Rule G-41, Rule G-45

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Notice 2017-07 - Informational Notice
Publication date:
MSRB Announces Date of Transition to a Two-Day Settlement Cycle for Municipal Securities Transactions
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-12, Rule G-15

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Notice 2016-21 - Approval Notice
Publication date:
SEC Approves Amendments to MSRB Rule G-12 on Close-Out Procedures
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-12

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Notice 2016-15 - Informational Notice
Publication date:
MSRB to Amend Rules to Define Two-Day Settlement Cycle
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-12, Rule G-15

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Notice 2016-02 - Request for Comment
Publication date: | Comment due:
Request for Comment on Amendments to MSRB Rule G-12 on Close-Out Procedures
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-12

1.  Bond Dealers of America: Letter from Mike Nicholas, Chief Executive Officer, dated March 4, 2016

2.  Breena LLC: E-mail from Geraldine Lettieri dated January 6, 2016

3.  National Securities Clearing Corporation: Letter from Murray C. Pozmanter, Managing Director, dated January 12, 2016

4.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated March 6, 2016

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Notice 2015-22 - Request for Comment
Publication date: | Comment due:
Request for Comment on Changes to MSRB Rules to Facilitate Shortening the Securities Settlement Cycle
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-12, Rule G-15

1.  Bernardi Securities, Inc.: Letter from Eric Bederman, SVP, Chief Operating & Compliance Officer, dated November 17, 2015

2.  Bond Dealers of America: Letter from Michael Nicholas, Chief Executive Officer, dated December 10, 2015

3.  Brandis Tallman LLC: Letter from Richard Brandis

4.  Castle Advisory Company: E-mail from Garth Schulz dated November 10, 2015

5.  Coastal Securities: E-mail from Chris Melton, Executive Vice President, dated December 10, 2015

6.  Financial Services Institute: Letter from David T. Bellaire, Executive Vice President & General Counsel, dated December 10, 2015

7.  Geraldine Lettieri: E-mail dated November 10, 2015

8.  Investment Company Institute: Letter from Martin A. Burns, Chief Industry Operations Officer, dated December 1, 2015

9.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated December 10, 2015

 

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Notice 2009-55 - Informational Notice
Publication date:
Amendments Approved to Rules G-11 AND G-12 Regarding Settlement Dates and Payments of Designations
Rule Number:

Rule G-11, Rule G-12

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Notice 2009-46 - Informational Notice
Publication date:
Amendments to Rules G-11 and G-12 Filed with SEC
Rule Number:

Rule G-11, Rule G-12

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