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Compliance Resource
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Notice 2022-13 - Request for Comment
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Information for:

Issuers, Municipal Advisors

Rule Number:

Rule G-3

All Comments to Notice 2022-13

  1. National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated January 30, 2023
  2. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated January 30, 2023
  3. Wulff, Hansen & Co.: Letter from Chris Charles, President, dated December 29, 2022
Notice 2022-12 - Informational Notice
Publication date:
Notice 2022-09 - Informational Notice
Publication date:
Notice 2022-05 - Informational Notice
Publication date:
Compliance Resource
Publication date:
Notice 2021-11 - Informational Notice
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Notice 2021-10 - Informational Notice
Publication date:
Notice 2021-02 - Informational Notice
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Compliance Resource
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Notice 2020-18 - Informational Notice
Publication date:
Information for:

Bank Dealers, Dealers, Municipal Advisors

Notice 2020-09 - Informational Notice
Publication date:
Notice 2019-19 - Informational Notice
Publication date:
Notice 2019-18 - Informational Notice
Publication date:
Information for:

Municipal Advisors

Rule Number:

Rule G-3

Compliance Resource
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