7 Results Found
Regulatory Document
Sending Confirmations to Customers Who Utilize Dealers to Tender Put Option Bonds
Regulatory Document
Notice Concerning the Application of Board Rules to Put Option Bonds
Regulatory Document
Automated Clearance: Use of Comparison Systems
Regulatory Document
Automated Settlement Involving Multidepository Participants
Regulatory Document
Altering the Settlement Date on Transactions in "When-Issued" Securities
Regulatory Document
Syndicate Managers Charging Excessive Fees for Designated Sales
