63 Results Found
Regulatory Document
MSRB and CDIAC Announce Education and Outreach Seminar in San Francisco
/MSRB-and-CDIAC-Announce-Education-and-Outreach-Seminar-San-Francisco
Regulatory Document
MSRB and BDA to Co-Host Municipal Securities Regulation Seminar in Chicago
/MSRB-and-BDA-Co-Host-Municipal-Securities-Regulation-Seminar-Chicago
Regulatory Document
MSRB Revises Series 53 Study Outline
Bank Dealers, Dealers
/MSRB-Revises-Series-53-Study-Outline
Regulatory Document
2012 SEC Filings
Bank Dealers, Dealers, General Public, Investors, Issuers, Municipal Advisors, Municipal Fund Securities
/2012-SEC-Filings
Regulatory Document
Securities and Exchange Commission Approves Revised MSRB Definition of Sophisticated Municipal Market Professional
/Securities-and-Exchange-Commission-Approves-Revised-MSRB-Definition-Sophisticated-Municipal-Market
Regulatory Document
Request for Comment on Concept Proposal to Strengthen Account Opening and Supervisory Practices of Dealers Effecting Online Municipal Securities Transactions with Individual Investors
Bank Dealers, Dealers
/Request-Comment-Concept-Proposal-Strengthen-Account-Opening-and-Supervisory-Practices-Dealers
Regulatory Document
Guidance on Implementation of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities
Bank Dealers, Dealers
/Guidance-Implementation-Interpretive-Notice-Concerning-Application-MSRB-Rule-G-17-Underwriters
Regulatory Document
EMMA Primary Market, Continuing Disclosure and SHORT System Historical Products Now Available
/EMMA-Primary-Market-Continuing-Disclosure-and-SHORT-System-Historical-Products-Now-Available
Regulatory Document
Securities and Exchange Commission Approves MSRB Proposal on Regulation of Broker’s Brokers
/Securities-and-Exchange-Commission-Approves-MSRB-Proposal-Regulation-Brokers-Brokers
Regulatory Document
MSRB Files Amendments to Rule G-14, on Reports of Sales or Purchases, Including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System
/MSRB-Files-Amendments-Rule-G-14-Reports-Sales-or-Purchases-Including-Rule-G-14-RTRS-Procedures-and
Regulatory Document
MSRB Files Proposal to Amend the Electronic Municipal Market Access Primary Market and Continuing Disclosure Subscription Services
/MSRB-Files-Proposal-Amend-Electronic-Municipal-Market-Access-Primary-Market-and-Continuing
Regulatory Document
MSRB Files Proposal to Amend SHORT System Subscription Service
/MSRB-Files-Proposal-Amend-SHORT-System-Subscription-Service-0
Regulatory Document
Reminder of Upcoming Change to Transaction Reporting Requirements and Availability of Technical Specifications
/Reminder-Upcoming-Change-Transaction-Reporting-Requirements-and-Availability-Technical
Regulatory Document
Request for Comment on Draft Interpretive Notice Concerning the Application of MSRB Rule G-17 to Bondholder Consents by Underwriters of Municipal Securities
/Request-Comment-Draft-Interpretive-Notice-Concerning-Application-MSRB-Rule-G-17-Bondholder-Consents
Regulatory Document
Notice to Dealers That Use the Services of Broker’s Brokers
/Notice-Dealers-Use-Services-Brokers-Brokers
Regulatory Document
MSRB Files Restated Interpretive Notice on Sophisticated Municipal Market Professionals
/MSRB-Files-Restated-Interpretive-Notice-Sophisticated-Municipal-Market-Professionals
Regulatory Document
Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities Approved
Bank Dealers, Dealers
/Amendments-MSRB-Rule-G-34-Relating-Use-Term-Not-Reoffered-New-Issues-Municipal-Securities-Approved
Regulatory Document
New Online Procedure for Documenting Dealer System Outages
Bank Dealers, Dealers
/New-Online-Procedure-Documenting-Dealer-System-Outages-0
Regulatory Document
SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Bank Dealers, Dealers, Municipal Advisors
/SEC-Approves-Amendments-Streamline-New-Issue-Information-Submission-Requirements-Under-MSRB-Rules-G
Regulatory Document
MSRB Seeks Board of Directors Applicants
/MSRB-Seeks-Board-Directors-Applicants
Regulatory Document
MSRB Announces Upcoming Outreach Events
/MSRB-Announces-Upcoming-Outreach-Events
Regulatory Document
MSRB and BDA to Co-Host Municipal Securities Regulation Seminar in St. Louis
/MSRB-and-BDA-Co-Host-Municipal-Securities-Regulation-Seminar-St-Louis
Regulatory Document
MSRB and SIFMA to Co-Host Municipal Securities Regulation Seminar
/MSRB-and-SIFMA-Co-Host-Municipal-Securities-Regulation-Seminar
Regulatory Document
MSRB Reminds Dealers of Limits on Redactions of SHORT System Documents
/MSRB-Reminds-Dealers-Limits-Redactions-SHORT-System-Documents
Regulatory Document
MSRB Receives SEC Approval to Provide Additional EMMA Primary Market and Continuing Disclosure Historical Products
/MSRB-Receives-SEC-Approval-Provide-Additional-EMMA-Primary-Market-and-Continuing-Disclosure
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