58 Results Found
Regulatory Document
2010 SEC Filings
Bank Dealers, Dealers, General Public, Investors, Issuers, Municipal Advisors, Municipal Fund Securities
Regulatory Document
Reminder of February 1, 2010 Effective Date of Amendments to Rule G-8 and Rule G-37 Relating to Bond Ballot Campaign Contributions
Regulatory Document
MSRB Files with the SEC Amendments to Rule A-3(c) to Establish New Nominating Committee
Regulatory Document
MSRB Receives SEC Approval to Provide Credit Ratings and Related Information for Municipal Securities on EMMA
Regulatory Document
MSRB Files Interpretive Guidance and Publishes a Request for Comment on Dealer-Affiliated PACs Under Rule G-37
Regulatory Document
MSRB and RBDA to Hold Municipal Securities Regulation Seminar on September 23, 2010 in Texas
Regulatory Document
Update to MSRB Notice 2010-18 Regarding MSRB and RBDA Municipal Securities Regulation Seminar on September 23, 2010 in Texas
Regulatory Document
MSRB Receives SEC Approval to Modify Transaction Data Subscription Services
Regulatory Document
MSRB to Host Outreach Seminar in Los Angeles
Regulatory Document
MSRB Reminder About Los Angeles, CA Outreach Seminar
Regulatory Document
SEC Approves Establishment of Subscription Service to Information Collected by the SHORT System
Regulatory Document
Reminder: Interpretation on Dealer-Controlled Political Action Committees Under Rule G-37
Regulatory Document
MSRB Reminds Firms of Their Sales Practice and Due Diligence Obligations When Selling Municipal Securities in the Secondary Market
Regulatory Document
MSRB Amends Pending Proposal For Additional Increases In Transparency Of Municipal Auction Rate Securities and Variable Rate Demand Obligations
Regulatory Document
SEC Approves Additional Increases in Transparency of Municipal Auction Rate Securities and Variable Rate Demand Obligations
Regulatory Document
MSRB Makes Technical Changes to SEC Filing on Nominating Committee Proposal
Regulatory Document
MSRB Municipal Advisor Registration Deadline and SEC Guidance on Definition of Municipal Advisor
Regulatory Document
MSRB Files Proposed Rule Change Relating to Subscription Services for Transaction Price Data
Regulatory Document
MSRB Reminds Firms of Their Sales Practice and Due Diligence Obligations when Selling Municipal Securities in the Secondary Market
Regulatory Document
Guidance on Dealer-Affiliated Political Action Committees Under Rule G-37
Regulatory Document
SEC Approves Amendments to Rule G-37 and Rule G-8 Relating to Political Contributions
Regulatory Document
MSRB Amends Pending Proposal on Additional Voluntary Submissions By Issuers and Obligated Persons to the MSRB's EMMA in Response to Securities and Exchange Commission Request
Regulatory Document
MSRB to Hold Seminar on Continuing Disclosure Submission on June 23, 2010 in Los Angeles
Regulatory Document
MSRB Files with SEC to Modify the EMMA Continuing Disclosure Service to Reflect Amendments to Securities Exchange Act Rule 15
