52 Results Found
Regulatory Document
Request for Comments on Official Communications
Regulatory Document
Municipal Fund Securities - Request for Comment on Draft Amendment Creating Municipal Fund Securities Limited Principal Category; Interpretive Notice on Commissions and Other Charges, Advertisements and Official Statements
Regulatory Document
Request for Comments on Real-Time Reporting of Municipal Securities Transactions
Regulatory Document
Electronic Submission of Official Statements, Advance Refunding Documents and Forms G-36(OS) and G-36(ARD) to the MSRB
Regulatory Document
Commissions and Other Charges, Advertisements and Official Statements Relating to Municipal Fund Securities
Regulatory Document
The Application of Rules G-32 and G-36 to New Issue Offerings Through Auction Procedures
Regulatory Document
Recommendations Requested for Board Nominations
Regulatory Document
Amendments to Rule A-4, on Meetings of the Board
Regulatory Document
Notice and Draft Interpretive Guidance on Rule G-17—Disclosure of Material Facts and Interpretive Guidance Concerning Sophisticated Municipal Market Professionals
Regulatory Document
Municipal Fund Securities – Qualification of Municipal Securities Principals and Application of MSRB Rules to Fees, Disclosure and Other Market Practices
Regulatory Document
Dissemination of Official Statements and Advance Refunding Documents By Issuers and Dealers from 1998 to 2000
Regulatory Document
SEC Approval of In-Firm Delivery of the Regulatory Element of the Continuing Education Requirement
Regulatory Document
Proposed Rule Change Filed Concerning Official Communications
Regulatory Document
The Application of Rules G-8 and G-9 to Electronic Recordkeeping
Regulatory Document
Request for Comments on Minimum Denominations
Regulatory Document
Reminder of Appropriate Transaction Reporting Procedures for Transactions Effected by Dealers Using Clearing Brokers
Regulatory Document
Municipal Fund Securities – Rule Changes Approved by the Securities and Exchange Commission
Regulatory Document
Approval of Amendments to Rule G-38, on Consultants, Rule G-8, on Books and Records, and Revisions to Section IV of Form G-37/G-38 and the Attachment Page to the Form
Regulatory Document
Release of Monthly Statistical Summaries of Transactions in the Municipal Securities Market
