55 Results Found
Regulatory Document
2008 SEC Filings
Bank Dealers, Dealers, General Public, Investors, Issuers, Municipal Advisors, Municipal Fund Securities
Regulatory Document
MSRB Announces Short System Registration and Testing of Web Services
Regulatory Document
Notice of Filing of Proposed Amendment to Rule G-8, on Books and Records, to Delete Requirement to Maintain Copies of Form G-40
Regulatory Document
Reminder of Effective Date of MSRB Rules Relating to DTCC'S NIIDS System
Regulatory Document
MSRB Publishes Short System XML Interface Specifications and Data Elements
Regulatory Document
Revised Series 51 Study Outline and Selection Specifications Filed with SEC
Regulatory Document
MSRB Seeks Comment on the Reporting of Proprietary Desk Transactions under Rule G-14, on Reports of Sales or Purchases
Regulatory Document
Amendment Files to Rule A-3, on Membmership on the Board, and Rule A-4, on Meetings of the Board
Regulatory Document
Request for Comment Regarding Group Orders Under Rule G-11, on New Issue Syndicate Practices, and Notice of Technical Amendments to Rules G-11 and G-12
Regulatory Document
Reminder of Extension of Three-Hour Exception
Regulatory Document
Recommendations Requested for Board Nominations
Regulatory Document
Amendment to Proposed Rule Changes Requiring Underwriter Participation with DTCC's NIIDS System
Regulatory Document
MSRB Files Proposal to Increase Transparency of Auction Rate Securities and Variable Rate Demand Obligations
Regulatory Document
Request for Comment: Plan for Increasing Information Available for Municipal Auction Rate Securities
Regulatory Document
Transaction Reporting of Dealer Buybacks of Auction Rate Securities: RULE G-14
Regulatory Document
Bond Insurance Ratings - Application of MSRB Rules
Regulatory Document
Notice on Bank Tying Arrangements, Underpricing of Credit and Rule G-17 on Fair Dealing
Regulatory Document
Amendments Approved to Rules G-11, G-12 and G-8
Regulatory Document
Notice on Bank Tying Arrangements, Underpricing of Credit and Rule G-17 on Fair Dealing
Regulatory Document
Reminder of Upcoming Changes to MSRB Rules Relating to DTCC'S NIIDS System
Regulatory Document
Enhancement of RTRS Dealer Data Quality Summary Reports to Show New Deadlines
Regulatory Document
MSRB and SIFMA to Hold Compliance Seminar on October 27, 2008
Regulatory Document
MSRB Gateway Roll Out and Training: First Phase of MSRB Gateway Simplifies Regulatory Tasks
